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8 Sep 2023, 12:51 pm
Ameriprise Financial Services Allegedly Overcharges Retirement Customers Ameriprise Failure to Supervise Rep’s Conversion of Funds September 2016 – FINRA fined Ameriprise Financial Services, Inc. $850,000 for its failure to detect and prevent the conversion of over $370,000 from five customer brokerage accounts by one of its registered representatives. [read post]
8 Sep 2023, 8:41 am
This is one reason that the U.S. [read post]
6 Sep 2023, 2:35 pm
American Constitutional Law Foundation Inc.). [read post]
6 Sep 2023, 2:23 pm
As we learned from the Helix Energy Solutions Group, Inc. v. [read post]
5 Sep 2023, 1:17 pm
According to the SEC’s orders, the five firms failed to do one or more of the following: have audits performed; deliver audited financials to investors in a timely manner; and/or ensure a qualified custodian maintained client assets. [read post]
3 Sep 2023, 4:43 pm
These cases have been on-going for five years. [read post]
31 Aug 2023, 1:39 pm
Between 2012 and 2023, Medicare provided three years of reimbursement for the lease payments, covering the full purchase price of the equipment. [read post]
FDA sends warning letters to infant formula manufacturers, unveils Cronobacter history in facilities
31 Aug 2023, 6:13 am
Food and Drug Administration (FDA) has escalated efforts to ensure the safety of infant formula production by issuing warning letters to three major manufacturers: ByHeart Inc., Mead Johnson Nutrition (Reckitt), and Perrigo Wisconsin, LLC. [read post]
27 Aug 2023, 3:56 pm
Five of the defendants have filed notices of removal to have the case transferred from Georgia state court to federal court.[1] Defendants bear the burden to show they are federal officers (three of the five do not appear to have been), that the conduct was plausibly official and that they have a plausible defense based in federal law. [read post]
24 Aug 2023, 12:12 pm
Three months later, she gave another statement in connection with a Sexual Violence Protection Order she obtained against A.M.} [read post]
24 Aug 2023, 11:18 am
Wells Fargo was one of the first derivative settlements of this modern era which included a very large monetary settlement. [read post]
22 Aug 2023, 9:00 pm
Clarke School of Law This year, the program is taking a team-based approach, with each team of three students taking on one of five projects aimed at the elimination of systemic racism and the creation of greater equity and accessibility in the U.S. legal system. [read post]
21 Aug 2023, 2:32 am
Atreya Mathur In an ongoing legal dispute between Yuga Labs, the creator of the Bored Ape Yacht Club (BAYC) NFT collection, and the artist Ripps, on April 21, 2023, Central District Court of California has issued a ruling in favor of Yuga’s motion for summary judgment, addressing various legal facets within the context of non-fungible tokens (NFTs). [read post]
16 Aug 2023, 6:00 pm
Recipients typically have been in practice for five to nine years. [read post]
16 Aug 2023, 10:52 am
Determinations made by an ALJ can be appealed by either party to the Commission – consisting of five SEC Commissioners appointed by the President of the United States (and confirmed by the Senate). [read post]
15 Aug 2023, 12:52 pm
Priority Dispatch Inc., No. 1:22-cv-00606 (S.D. [read post]
15 Aug 2023, 8:22 am
The Court turned to the battleworn three-part test for an injunction established in RJR-MacDonald Inc. v. [read post]
13 Aug 2023, 9:21 am
(HCCN), the prior licensee of a total of seven low power television stations in five different states, misrepresented material facts and orchestrated an illusory transaction to transfer the stations to his niece. [read post]
11 Aug 2023, 11:32 am
” In contrast, here, the reference to the Subscriber Agreement was part of a three-sentence, six-line paragraph, and the term “Subscriber Agreement” was five lines above the “AGREE & SUBMIT” button. [read post]
8 Aug 2023, 8:58 am
Intersection of Social Determinants of Health and Vulnerability: ‘Social determinants of health interact with the three elements of vulnerability. [read post]
