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7 Aug 2023, 4:30 am
Meanwhile, the Wagner Group, a Russian private military company, has seen increasing activity. [read post]
14 Aug 2014, 4:09 pm
Part 2: Securities Broker-Dealer Registration Requirements and Hiring U.S. and Non-U.S. [read post]
8 Oct 2011, 9:45 am
Registration* 4:30 – 6:00 p.m. [read post]
7 Jun 2013, 3:40 pm
The Court noted that the test does not reveal an arrestee’s genetic traits and is unlikely to reveal any private medical information.Read More: Justices Allow DNA Collection After an ArrestEEOC v. [read post]
6 Nov 2020, 11:15 am
Patent and Trademark Office and the Copyright Office issue notices related to studies on IP infringement committed by sovereign state actors; the Copyright Office also issued a supplemental notice of proposed rulemaking (NPRM) related to statements of accounts submissions and payment of accrued royalties under the MMA; a magistrate judge in Southern New York denies a request to determine the accuracy of the copyright registration for the Phillie Phanatic baseball mascot; Amazon announces a… [read post]
30 Jun 2011, 11:42 am
Transition to State Registration, Registration Deadline. [read post]
SEC Publishes Final Rule that Expands the Definition of ‘Accredited Investor’ for Private Placements
27 Aug 2020, 3:17 pm
”[6] This Final Rule becomes effective 60 days after it is published in the Federal Register. [read post]
18 Jul 2011, 1:08 pm
Securities Act Section 36b-6(c)(1):* Foreign private advisers as defined in 1940-Act Sections 202(a)(3) , 203(b)(3) and corresponding 1940-Act rules.* Investment advisers registered with the Commodity Futures Trading Commission as commodity trading advisors that meet the exemption conditions of 1940-Act Section 203(b)(6), as well as the requirement (for "commodity trading advisors advising about private funds" defined in 1940-Act Section 202(a)(29)) that… [read post]
7 Jun 2013, 10:09 am
(i) http://www.theventurealley.com/vc-and-pe-funds/private-fund-adviser-exemption-150m-from-registration-under-the-advisers-act-final-dodd-frank-act-ru/ (ii) http://www.theventurealley.com/vc-and-pe-funds/reporting-requirements-for-funds-exempted-from-investment-advisers-act/ (iii) http://www.theventurealley.com/vc-and-pe-funds/washington-state-to-regulate-fund-managers/ 1 Here is the full text of Section 203(l): “EXEMPTION OF VENTURE CAPITAL FUND ADVISERS. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
10 Sep 2012, 6:18 pm
Firstly you can seek registration of the fund for sale to the public. [read post]
3 Nov 2011, 9:21 am
In June, the SEC adopted new rules and amendments to register hedge and private equity fund advisers (43 SRLR 1310, 6/27/11). [read post]
23 Jun 2011, 2:00 am
Raising the registration threshold would benefit private companies and secondary trading markets. [read post]
Proposed rules enhance regulation of private fund advisers and bolster cybersecurity risk management
10 Feb 2022, 9:56 am
The policies and procedures will be required to be reviewed annually, and the review would be accompanied by a written report.Under new Adviser Act Rule 204-6, significant cybersecurity incidents affecting the adviser or its fund or private fund clients would be required to be reported to the Commission on new Form ADV-C. [read post]
27 Dec 2020, 8:51 am
Registration is free of charge and is open here until January 12. [read post]
1 Nov 2019, 6:26 pm
Private interest foundations will pay at the time of registration a first single annual fee of three hundred and fifty Balboas (B / .350.00). [read post]
30 Mar 2024, 6:30 am
On March 6, 2024, the Securities and Exchange Commission (SEC) voted 3-2 to adopt new rules mandating climate-related disclosures in public companies’ annual reports and registration statements. [read post]
30 Mar 2024, 6:30 am
On March 6, 2024, the Securities and Exchange Commission (SEC) voted 3-2 to adopt new rules mandating climate-related disclosures in public companies’ annual reports and registration statements. [read post]
1 Apr 2020, 3:03 am
Should the registrant instead furnish a report on Form 8-K or 6-K, as applicable, relying on the COVID-19 Order (Release No. 34-88465 (March 25, 2020))? [read post]
