Search for: "U S Security Associates Inc"
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27 May 2016, 8:00 am
Stormans, Inc. v. [read post]
24 May 2016, 4:52 pm
§§ 7901-7903, the PLCAA bans some lawsuits against manufacturers, wholesalers, retailers and trade associations for firearms, ammunition or components. [read post]
20 May 2016, 9:08 am
Stormans, Inc. v. [read post]
17 May 2016, 6:45 am
The North American Securities Administrators Association, Inc. has proposed a model rule for issuers intending to make a federal crowdfunding offering in the states. [read post]
13 May 2016, 6:02 am
Last month the Securities and Exchange Commission (SEC) instituted and simultaneously settled an administrative enforcement case in which a civil penalty of $225,000.00 was assessed against Cambridge Investment Research Advisors, Inc. [read post]
30 Mar 2016, 10:08 am
Studies validate the experience of many employers and employees that employee’s struggle as parents to secure high-quality, consistent child care services often impacts employee employment decisions, attendance and performance. [read post]
30 Mar 2016, 10:08 am
Studies validate the experience of many employers and employees that employee’s struggle as parents to secure high-quality, consistent child care services often impacts employee employment decisions, attendance and performance. [read post]
19 Mar 2016, 6:06 am
Finally, from November 2013 until February 2016 Ingros was registered with Raymond James Financial Services, Inc. [read post]
11 Feb 2016, 7:34 am
Ass'n, Inc. [read post]
27 Jan 2016, 1:32 pm
FINRA Rule 8313 governs the body’s public disclosure of the professional history, business practices, and conduct of their security industry member firms, associates, and those affiliated with the Central Registration Depository (CRD). [read post]
25 Jan 2016, 2:01 pm
Thus, we modify the trial court's judgment to remove the damages associated with the defamation and IIED claims and affirm the judgment as modified, resulting in a judgment of $345,000.Patel v. [read post]
28 Dec 2015, 2:51 am
District Judge Colleen McMahon rejected Sirius’ arguments that Flo & Eddie Inc, controlled by founding band members Howard Kaylan and Mark Volman, did not own copyrights in The Turtles’ recordings or that Sirius had an “implied” license to play Turtles' songs. [read post]
7 Oct 2015, 3:28 am
U. [read post]
14 Sep 2015, 2:02 pm
About Solutions Law Press, Inc. [read post]
14 Sep 2015, 2:02 pm
About Solutions Law Press, Inc. [read post]
27 Aug 2015, 6:27 am
Due to the declining sales of these products and securities industry’s increasing refusal to sell them to investors, the securities industry has implicitly acknowledged that the costs, fees, and risks associated with TIC investments outweigh any potential tax deferral benefit, a benefit that disappears at some point because eventually taxes have to be paid upon the sale of the TIC. [read post]
24 Aug 2015, 7:16 am
From 2006, until June 2009, King was registered with Citigroup Global Markets Inc. [read post]
19 Aug 2015, 9:56 am
Since March 2011, Kaplan has been associated with Vanderbilt Securities, LLC. [read post]
30 Jun 2015, 6:52 am
The Requirements Associated With Producing A Report Rule 26 is the key rule that governs disclosure and discovery of expert witnesses and their opinions. [read post]
18 Jun 2015, 12:37 pm
On June 11, 2015, the Department of Enforcement for the Financial Industry Regulatory Authority (“FINRA”) initiated disciplinary proceedings against John Waszolek (“Waszolek”), a Raymond James & Associates, Inc. [read post]
