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16 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 16, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 9-15, 2022 Speech by Chair Gensler on Kennedy and Crypto Posted by Gary Gensler, U.S. [read post]
6 Sep 2022, 9:07 am by The White Law Group
The firm reportedly engages in a general securities business, including the sale of equity securities and private placements. [read post]
Background on President Biden’s Executive Order on Promoting Competition in the American Economy On July 9, 2021, President Biden issued a sweeping proclamation on competition in the American economy, asserting that there has been too much consolidation across many different economic sectors and that this consolidation has harmed workers, farmers, small businesses, startups, and consumers, and has led to vast racial, income, and wealth inequalities.1  This Executive Order affirmed that it… [read post]
28 Aug 2022, 12:27 pm by Gene Takagi
In comparison, only 42% of respondents to the 2020 U.S. [read post]
25 Aug 2022, 8:32 am by The White Law Group
   Last February we reported that the CEO of GPB Capital Holdings, a New York-based registered investment adviser, and two others were arrested in connection with a massive “Ponzi-like scheme” that allegedly defrauded 17,000 investors across the U.S. out of more than $1.7 billion, according to the U.S. [read post]
9 Aug 2022, 3:13 pm
Balance of the Equities Next, the district court “balanced the interests of all parties and weighed the damage to each in determining the balance of the equities. [read post]
3 Aug 2022, 9:04 pm by Jonan Pilet
Ruth Petran of the Acheson Group and Ruth Petran Consulting, LLC. [read post]
1 Aug 2022, 4:04 am
Equity And Justice Prevail In Breathtaking FINRA Expungement Award (BrokeAndBroker.com Blog)"Boiler Room" Operator Pleads Guilty to International Securities Fraud Conspiracy / Defendant and Co-Conspirators Manipulated the Price and Trading Volume of a Publicly Traded Stock in the United States (DOJ Release)< a href="#dropil">Two Orange County Men Sentenced to Federal Prison for Conning Investors Out of $1.9 Million Through Cryptocurrency Offering (DOJ Release)SEC… [read post]