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6 Mar 2017, 11:06 am
Unlike AUM, the RAUM calculation requires managers to report assets managed without the deduction of any outstanding indebtedness or other accrued but unpaid liabilities (including accrued fees or expenses) that remain in a client’s account. [read post]
29 Apr 2024, 7:55 am
In 2014 Hatteras funds had $1.5 billion assets under management (AUM). [read post]
6 Jul 2010, 2:24 am
Under the new laws to take effect under the reform bill, investment advisers with up to $100 million of AUM will be required to register with the state of their principal place of business. [read post]
20 Aug 2010, 5:52 am
Réaume The Women’s Court of Canada: A Valuable Resource for Legal Practice by Sarah J. [read post]
16 Mar 2011, 7:05 am
Should the proposed asset under management threshold (AUM) be a different amount than that set forth in the proposed rule (i.e., $100 million)? [read post]
4 Dec 2023, 2:09 pm
As of Dec. 31, 2014, the Pictet Group’s private banking division managed or held custody of approximately $165 billion in assets under management (AUM). [read post]
2 Aug 2010, 2:08 am
Now the states have jurisdiction over managers with up to $100 million of AUM. [read post]
23 Apr 2024, 9:52 am
Firms with AUM greater than £50 billion will need to produce entity-level disclosures by 2 December 2025. [read post]
25 Jul 2019, 3:00 am
As shown in Exhibit 1, the combined AUM of these three managers represents just over 10% of global equity assets. [read post]
20 Dec 2024, 1:39 am
PS23/16 also set out rules and guidance regarding sustainable entity reports and these reporting requirements are tiered based on the asset size under management (AUM): Firms with over £50 billion in AUM must publish their first reports by December 2, 2025. [read post]
3 Jan 2011, 1:09 pm
Currently, the SEC anticipates that the fees would be the same as those for registered IAs and range from $40 to $200, based on AUM. [read post]
9 Jul 2010, 3:57 pm
Registered Investment Adviser – $8B+ AUM, Stamford, CT (HQ in Midtown NY) Biotech Patent Counsel/Sr. [read post]
12 Jan 2021, 5:55 am
Key Takeaways BlackRock released proxy voting guidelines and stewardship expectations for 2021 that reflect its continued commitment to integrate ESG throughout its investment and stewardship functions and provide greater transparency around its efforts Key guideline changes focus on climate risk, human capital management, diversity and stakeholder interests and provide a more clear path for BlackRock to vote against management when its expectations are not met BlackRock announced plans to engage… [read post]
2 Nov 2022, 6:32 am
They comprise of 38 U.S. and 153 European private debt investors managing roughly 35% of assets under management (AuM) of the private debt market. [read post]
20 May 2011, 8:06 am
California Extends IA Exemption for Hedge Fund Managers in Hedge Fund Law Blog California currently has an exemption from the registration requirements for certain fund managers with more than $25M of AUM (Rule 260.204.9). [read post]
20 Jan 2020, 5:07 am
Currently, SWFs are among the largest investors in the world, with Norway’s Government Pension Fund Global (or Norges Bank Investment Management) controlling more than $1 trillion in assets under management (AUM) (SWF Institute, 2019). [read post]
6 May 2024, 7:35 am
Activists’ assets under management (“AUM”) have grown substantially in recent years, with the 50 most significant activists ending 2023 with approximately $156 billion in equity assets. [read post]
22 Nov 2011, 2:00 am
Who Must File Form PF: Section 1 of Form PF must be filed by advisers that: • Are registered or required to be registered under the Investment Advisers Act of 1940; • Advise one or more private fund; and • Manage at least $150 million of regulatory assets under management (“AUM”) attributable to private funds as of the end of its most recently completed fiscal year. [read post]
1 Jun 2023, 7:02 am
The needle has moved, however; investors with trillions of AUM now routinely examine corporate impacts on society and the natura world. [read post]
21 Nov 2010, 8:02 pm
The following proposed new rule 203A-5 provides that (i) SEC registered investment advisers must report their AUM to the SEC by August 20, 2011 and (ii) if such advisers are at that time below the threshold for SEC registration, the adviser must withdraw from SEC registration by October 19, 2011 (and generally be registered with the state in which the adviser’s maintains its principle office and place of business). [read post]
