Search for: "Annuity Fund"
Results 1781 - 1800
of 2,785
Sorted by Relevance
|
Sort by Date
31 May 2021, 1:10 pm
According to records kept by The Financial Industry Regulatory Authority (FINRA), Batstone’s customer complaints alleges that Batstone recommended unsuitable investments in various investments including allegations involving private securities, annuities, mutual funds, and REITs, among other allegations of misconduct relating to the handling of their accounts. [read post]
12 Apr 2019, 6:29 am
” The complaint is related to a variable annuity and real estate security. [read post]
11 Dec 2020, 1:13 pm
That investigation led to a March 2020 conviction for conspiracy to commit honest services wire fraud and bribery concerning programs receiving federal funds. [read post]
18 Mar 2019, 11:04 am
Gallagher claimed the returns would be a result of using investor money to acquire the following: Mutual fund shares Life settlements US Treasury securities Fixed-Index annuities Publicly-traded stock Instead, Gallagher allegedly only used a small portion of investors’ money on just one $75K annuity purchase. [read post]
25 Oct 2021, 7:06 am
The large majority of the funds for the purchase were taken from an annuity, the beneficiaries of which were three grandsons of the aunt. [read post]
25 May 2011, 5:31 pm
Orloff Grantor Retained Annuity Trust (GRAT). [read post]
2 Jun 2011, 4:26 pm
For example, a charitable trust may last forever provided there are ample funds. [read post]
7 Jun 2009, 10:56 am
Source: Federal Reserve Board H15 ReleaseComment: Structured settlements (whether funded through annuities or TIPS held to maturity), deliver a steady boring stream of payments free of income taxes and volatility. [read post]
16 Jan 2008, 9:58 am
Structured settlement annuities are permitted in MSAs provided they meet rules CMS has identified in a series of policy memoranda. [read post]
9 Feb 2017, 1:53 pm
This is strategy that major government pension and annuity managers must emulate. [read post]
6 Apr 2023, 7:23 am
On January 10, 2019, FINRA censured and fined CFD Investments $125,000 for supervisory failures related to variable annuities. [read post]
15 Feb 2024, 7:58 am
Sometimes, an employer or workers’ compensation insurer will purchase an annuity from an insurance company to fund the structured settlement. [read post]
18 Dec 2018, 2:25 pm
Mutual funds and annuities generally should not frequently be switched for other mutual funds and annuities. [read post]
29 Mar 2012, 12:05 pm
Jason Lazarus - Speaking about "Liability MSAs", Lazarus reconfirmed the current cost advantages of funding Medicare Set-Aside arrangements (MSAs) with structured settlement annuities as opposed to cash. [read post]
27 Jul 2018, 9:26 am
The sanction was based on findings that Panfil made unsuitable recommendations for mutual fund switches, forged or caused to be forged customers’ signatures on mutual fund switch forms and exercised discretion without customers’ prior written authorization. [read post]
19 May 2023, 1:29 pm
The trial court erred in characterizing the monthly annuity payments as separate property. [read post]
25 Nov 2007, 7:10 am
January 2006 Self Funded Settlement Transfers Where Hindert goads the primary annuity markets to develop commutation riders, which he calls "self funded settlement transfers" March 2006 Structured Settlements: Factoring v Commute Where Hindert flip flops from his earlier comments on self funded settlement transfers December 31, 2006 Rapid v Symetra . [read post]
18 Sep 2009, 2:16 pm
By borrowing the premiums, the Trustee can enter into a variety of strategies to fund the insurance policy, such as: 1) Using Equity Indexed Universal Life policies to attempt to grow the cash value faster than the loan.2) Having the insured gift an amount of funds to the trust on an annual basis to cover the interest payments on the loan.3) Do one of the above and enter into other advanced estate planning such as a rolling GRAT (Grantor Retained Annuity Trust) strategy… [read post]
25 Mar 2021, 7:15 am
Private fund advisers will continue to be examined with a focus on liquidity, adequate disclosures of risks, and conflicts of interest. [read post]
11 Jun 2007, 6:05 pm
He specifically discussed abusive practices using annuities and more recently invented ETF's (exchange traded funds). [read post]
