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19 May 2013, 7:59 pm
District Judge Frank P. [read post]
1 Jul 2015, 11:07 am
Large banks in particular have a lot of room for improvement. [read post]
26 Apr 2010, 2:57 pm
The bank has lined up a number of other prominent members of BigLaw. [read post]
16 Jul 2012, 6:00 am
Libor Scandal: The Federal Reserve Bank of New York became aware in April 2008 that Barclays wasn't disclosing accurate rates, but didn't stop the illegal activity, The New York Times reports. [read post]
3 Apr 2014, 4:22 pm
“On December 10, 2013, more than two years after the statutorily mandated deadline, five federal financial regulators published final regulations (hereinafter, the regulations) implementing Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (hereinafter, Section 619 or the statute). [read post]
21 Jul 2023, 6:30 am
Investor Support of E&S Proposals Posted by Garrett Muzikowski and Hetal Kanji, FTI Consulting, on Friday, July 14, 2023 Tags: E&S, Institutional Investors, issuers, Proxy season, Remuneration, SEC rulemaking, Shareholder proposals What Constitutes a Sale of “All or Substantially All” of a Company’s Assets Posted by Gail Weinstein, Amber Banks, and Roy Tannenbaum, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, July 15, 2023 Tags:… [read post]
21 Jul 2023, 6:30 am
Investor Support of E&S Proposals Posted by Garrett Muzikowski and Hetal Kanji, FTI Consulting, on Friday, July 14, 2023 Tags: E&S, Institutional Investors, issuers, Proxy season, Remuneration, SEC rulemaking, Shareholder proposals What Constitutes a Sale of “All or Substantially All” of a Company’s Assets Posted by Gail Weinstein, Amber Banks, and Roy Tannenbaum, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, July 15, 2023 Tags:… [read post]
25 Jul 2012, 10:25 am
Frank (D- Massachusetts) about his involvement, Secretary Geithner explained that the NY Fed did its job by briefing other regulatory bodies about the “incentive to underreport and opportunity to underreport. [read post]
25 Jul 2012, 10:25 am
Frank (D- Massachusetts) about his involvement, Secretary Geithner explained that the NY Fed did its job by briefing other regulatory bodies about the “incentive to underreport and opportunity to underreport. [read post]
11 Apr 2017, 5:37 pm
Second, despite the magnitude of the bank’s scandal, the circumstances involved are not of the type that would trigger the executive compensation clawback provisions of the Sarbanes-Oxley Act or of the Dodd-Frank Act, both of which provide for compensation clawback only in the event of a restatement. [read post]
17 Mar 2011, 4:31 am
The Dodd-Frank Act set up a whistleblower office at the SEC, which cannot hire or even fill vacancies. [read post]
4 Aug 2010, 1:54 am
National Australia Bank had on their case. [read post]
25 Jul 2012, 10:00 am
Title V and Title VI of the JOBS Act amended Section 12(g) of the Securities Exchange Act of 1934 to raise the threshold for registration under the Exchange Act for companies and banks and bank holding companies from 500 securityholders of record to either 2,000 securityholders of record or 500 securityholders of record who are not accredited investors. [read post]
7 Oct 2011, 7:51 am
The fact no one seems to know Morgan’s exposure to European banks or derivatives – or that of most other giant Wall Street banks – shows Dodd-Frank didn’t go nearly far enough. [read post]
26 Apr 2019, 7:39 am
Bergeson On April 17, 2019, Mark Carney, Governor of the Bank of England, Francois Villeroy de Galhau, Governor of the Banque de France, and Frank Edelson, Chair of the Network for Greening the Financial Services (NGFS), published an open letter on the financial implications of global warming. [read post]
19 Jun 2023, 10:30 pm
Bank Failure Resource Kit assembles Practical Guidance resources covering topics related to the recent bank failures. [read post]
22 Mar 2013, 4:17 am
Not Necessarily - Binding Bylaw Proposals for Independent Chairman by Norges Bank - US Proxy Season Review: ESG Proposals - Broc Romanek [read post]
10 Feb 2012, 10:31 am
In a letter to federal financial regulators implementing the Dodd-Frank Volcker provisions, EU Commissioner for the Internal Market Michel Barnier requested that the Volcker Rule be given no extraterritorial reach and remain confined to the US. [read post]
6 May 2014, 11:20 am
The post Being Shunned by Your Creditors appeared first on Frank Pipitone. [read post]
6 May 2014, 11:20 am
The post Being Shunned by Your Creditors appeared first on Frank Pipitone. [read post]
