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21 May 2012, 3:10 pm
There is plenty of blame to go around for the dismal debut of Facebook, including high-frequency traders, Wall Street, Nasdaq, Morgan Stanley and the company itself, writes Floyd Norris on the Economix blog. [read post]
21 May 2012, 10:55 am
Did Morgan Stanley not have a big enough book? [read post]
21 May 2012, 5:06 am
Morgan Stanley certainly doesn’t think so, so why would anyone else? [read post]
21 May 2012, 3:06 am
The Missouri Department of Insurance's Web site lists the settlement amounts paid by three other defendants targeted in related suits—accounting firm KPMG ($18 million), Morgan Stanley ($95 million), and Goldman Sachs (just over $100 million)—that have contributed to $1.425 billion in distributions that General American's holding company had dispersed to some 300,000 policyholders as of September 2009. [read post]
16 May 2012, 5:00 am
Only Morgan Stanley and Goldman remain (afer both converted to commercial banks). [read post]
15 May 2012, 10:00 pm
In connection with FINRA’s efforts, UBS Financial Services, Morgan Stanley, Wells Fargo and Citigroup Global Markets Inc. have agreed to pay $7.3 million in fines and $1.8 million in restitution, totaling $9.1 million. [read post]
15 May 2012, 3:11 pm
Also seeing drops in their stocks following JPMorgan’s announcement of its massive trading loss were other banks, including Bank of America (BAC), Morgan Stanley (MS), Citigroup (C) and Goldman Sachs (GS)http://www.securities-fraud-attorneys.com/. [read post]
15 May 2012, 12:13 pm
According to Paul Hsi, head of United States credit research at Morgan Stanley, “The idea of risk management is an oxymoron. [read post]
15 May 2012, 9:14 am
As discussed here, on April 25, 2012, DOJ announced that Garth Peterson, a former managing director for Morgan Stanley’s real estate business in China, pled guilty in federal court in Brooklyn, New York for participating in a conspiracy to evade the internal accounting controls which the company was required to maintain under the FCPA. [read post]
15 May 2012, 9:05 am
Morgan Stanley's annual meeting was dominated by questions -- and assertions -- from individuals about financial regulation and bankers' pay. [read post]
15 May 2012, 2:00 am
Sullivan & Cromwell LLP advised The Bank of East Asia, Limited on the sale of BEAUSA to ICBC, CMB on its branch application, CIC and Huijin in connection with ICBC’s acquisition of BEAUSA, and CIC on its non-controlling investment in Morgan Stanley. [read post]
14 May 2012, 3:53 pm
According to Morgan Stanley Managing Director David Greenlaw, approximately 99 percent of all SSDI recipients collect benefits until they reach retirement age. [read post]
12 May 2012, 4:25 am
FINRA has announced that three of the country's largest brokerage firm: Citigroup Global Markets, Inc ("Citigroup"); Morgan Stanley & Co., LLC ("Morgan Stanley"); UBS Financial Services ("UBS"); and Wells Fargo Advisors, LLC ("Wells Fargo") were sanctioned for sales of leveraged and inverse exchange-traded funds ("ETFs") without reasonable supervision and without a reasonable basis for recommending these… [read post]
12 May 2012, 4:25 am
FINRA has announced that three of the country's largest brokerage firm: Citigroup Global Markets, Inc ("Citigroup"); Morgan Stanley & Co., LLC ("Morgan Stanley"); UBS Financial Services ("UBS"); and Wells Fargo Advisors, LLC ("Wells Fargo") were sanctioned for sales of leveraged and inverse exchange-traded funds ("ETFs") without reasonable supervision and without a reasonable basis for recommending these… [read post]
11 May 2012, 3:09 pm
Harborview Mortgage Loan Trust 2006-4 (PDF) More Blog Posts: Morgan Stanley Sued by MetLife for Securities Fraud Over $757 Million in Residential Mortgage-Backed Securities, Institutional Investor Securities Blog, April 28, 2012 H & R Block Subsidiary Option One Mortgage Corporation to Pay $28.2M to Residential Mortgage-Backed Securities Investors, Institutional Investor Securities Blog, April 25, 2012 FDIC Objects to Bank of America’s Proposed $8.5B Settlement Over… [read post]
11 May 2012, 2:00 pm
Campden Wealth and Morgan Stanley Private Wealth Management recently conducted a study on wealth transfer. [read post]
11 May 2012, 6:00 am
“If the cash flow is divided into two, a couple needs to determine if they can they live the life that they live now or if they need to make an adjustment, like selling a home,” says Mark Seruya, executive director at Morgan Stanley Smith Barney. [read post]
9 May 2012, 1:00 pm
Law Enforcement’s View of Morgan Stanley Morgan Stanley voluntarily reported these violations after they came to its attention, and the government, it seems, could not have been happier. [read post]
9 May 2012, 8:23 am
On March 20, 2012, a New York federal judge ordered Chip Skowron to pay $10 million in restitution to Morgan Stanley as a corporate victim of his insider trading and obstruction of justice schemes. [read post]
8 May 2012, 6:43 pm
Morgan Stanley, led by its technology investment banking chief, Michael Grimes, has shepherded 28 technology initial public offerings in the past year. [read post]
