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15 Dec 2009, 1:28 pm
Additionally, some petition-based non-immigrant visas, along with the treaty trader and investor visa, will also see an increase in application fees. [read post]
16 Aug 2017, 12:35 pm
“The tippers and traders in this case are alleged to have used various methods to try to cover their tracks, but their efforts failed,” said Steven Peikin, Co-Director of the SEC Enforcement Division. [read post]
16 Feb 2017, 12:18 am
All he has to do to protect himself against insider traders is to avoid the strategy of estimating stock values for himself and selling when the price he is offered is above his estimate, buying when below.One possible explanation is that some traders are insiders and some think they are, believe they have better than average knowledge or judgement but are wrong. [read post]
22 Mar 2021, 7:04 am
However, the bill would have created an exception from this general provision for large traders that are subject to the SEC’s large trader reporting requirements contained in Exchange Act Section 13(h).The Huizenga bill was reported favorably by the House FSC on a party line vote but it never received a vote by the full House. [read post]
27 Oct 2013, 8:46 pm
Similarly, the question of whether brand owners should “vet” products for traders is one which is often debated. [read post]
19 Dec 2014, 1:21 am
When the "other traders" test from Du Cros is applied to a word (other than a geographical name or a surname), the test refers to the legitimate desire of other traders to use a word which is directly descriptive in respect of the same or similar goods. [read post]
28 Oct 2015, 8:40 am
Both are concerned with the remedies rights holders might have against intermediaries who lease stalls to market traders. [read post]
8 Aug 2013, 6:06 am
Cohn lied to investors about his success as a trader, the performance of the hedge fund, his use of investor proceeds, and his personal stake in the hedge fund. [read post]
18 Jul 2016, 10:42 am
It includes a summary of key principles and guidelines for review administrators, traders and marketing professionals, and digital influencers. [read post]
30 Oct 2019, 5:22 pm
On September 30, 2019, the CFTC announced it was settling spoofing charges against Hard Eight Futures, LLC, a Chicago trading firm, and its founder and principal trader, Igor Chernomzav. [read post]
30 Oct 2019, 5:22 pm
On September 30, 2019, the CFTC announced it was settling spoofing charges against Hard Eight Futures, LLC, a Chicago trading firm, and its founder and principal trader, Igor Chernomzav. [read post]
22 Jun 2023, 8:37 am
., Iowa, Indiana, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Minnesota, Missouri, Montana, North Dakota, Nebraska, New Mexico, Nevada, Ohio, Oklahoma, Oregon, Pennsylvania, South Dakota, Texas, Utah, Virginia, West Virginia and Wyoming from Jan. 19, 2023 to June 13, 2023 Whole Foods: 365 Organic Tropical Fruit Medley, 365 Organic Pineapple Chunks, 365 Pineapple Chunks, 365 Organic Whole Strawberries, 365 Organic Slice Strawberries and Bananas, and 365 Organic Blackberries… [read post]
20 Sep 2013, 1:56 am
” The Annex also shows that the bank’s own internal control processes to evaluate traders marks was inadequate, built on flawed processes, and compromised by dependence on input from the traders themselves. [read post]
5 Apr 2024, 1:06 pm
These plans were learned of by the alleged insider traders, and so the firm agreed to amend their filings and pay SEC fines. [read post]
11 Aug 2009, 7:52 am
The indenture trustee (Manufacturers and Traders Trust Company) for one series of senior notes issued by an affiliate of Smurfit-Stone Container Corporation has challenged the current makeup of the Official Committee of Unsecured Creditors in the Smurfit-Stone bankruptcy cases and has requested that the judge presiding over the cases force the United States Trustee to add it to the Committee. [read post]
4 Jun 2014, 12:55 am
They include politicians world-wide, many execs and entrepreneurs, 1980s-era bond traders, actors, writers, surgeons, go-getters, workaholics, a good chunk of the freshman class at lots of highly selective colleges, all AUSAs and nearly every effective trial lawyer you will ever meet. [read post]
29 Oct 2024, 4:40 am
This is a parish where the local mission of the church has been considerably impaired by the presence within its main worship area of a lavish monument to a locally notorious slave trader. [read post]
30 Nov 2008, 7:06 pm
Pass.I do, however, like Trader Joe's brand Ridge Cut kettle chips, lightly salted. [read post]
14 Aug 2007, 3:26 pm
Hunter claimed that the FERC action harms his new commodities trading fund, Solengo Capital Advisors, in that traders are deterred from taking employment with the fund and Solengo is being denied registration as an investment advisor due to Hunter's ownership of it. [read post]
4 Feb 2022, 12:52 pm
According to court documents, Matthew Clark, 54, of The Woodlands, worked as a natural gas trader and as president of an energy company based in Houston. [read post]
