Search for: "In Re Securities and Exchange Commission"
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26 Jul 2017, 3:00 am
Instead, he made a small fortune on insider trading, which “was not illegal – and would not become illegal until Kennedy, as the first chair of the Securities and Exchange Commission (SEC), made it so in 1935 …”. [read post]
2 Jan 2024, 5:50 am
Still, he has not ruled out the possibility should he win re-election. [read post]
29 Jan 2017, 12:40 pm
The firm also failed to re-evaluate the suitability of these products, notwithstanding the risks of non-traditional ETFs such as the risks associated with a daily reset, leverage and compounding. [read post]
15 Dec 2023, 5:32 am
National Security Council Spokesperson John Kirby in a White House press briefing said he does not “want to put a time stamp” on scaling down of the war, adding “I think you can understand the last thing we want to do is telegraph to Hamas what they’re likely to face in the coming weeks and months. [read post]
5 Mar 2020, 2:03 am
To help – we’re posting memos about COVID-19 implications in our “Risk Management” Practice Area. [read post]
14 Feb 2012, 11:28 am
Goldman alone met with the Securities Exchange Commission six times within three months to discuss its opposition to the rule. [read post]
22 Sep 2016, 9:30 pm
” The Securities and Exchange Commission (SEC) announced an award of $11 million to an anonymous whistleblower who informed the Commission’s Office of the Whistleblower of fraud. [read post]
22 Dec 2023, 6:00 am
Court of Appeals for the Third Circuit to order the Securities and Exchange Commission to write rules governing the treatment of crypto assets as securities. [read post]
3 Mar 2022, 12:19 pm
We’re coming for your ill-begotten gains. [read post]
3 Mar 2022, 12:19 pm
We’re coming for your ill-begotten gains. [read post]
24 Jul 2020, 6:23 am
"I said, You're kidding. [read post]
5 Jul 2024, 6:21 pm
The Commission Staff Working Document accompanying the communication [read post]
18 Feb 2022, 3:00 am
Now that money is gone and while the pandemic has ebbed it has not disappeared, and new challenges have arisen, including rising security threats, supply-chain disruptions, and escalating costs for basic materials such as paper ballots. [read post]
11 Jul 2009, 7:55 am
Set up on December 29th, 2008 and jointly funded by TEDA State-owned Assets Operation Company and Vimicro International Corporation, Vimicro Electronics is a recognized leader in surveillance and digital security industry of the TBNA and a premier supplier of core technologies in security and surveillance market. [read post]
25 Jun 2021, 12:30 pm
The tokens peak at 35 cents per on a crypto exchange market before the company, which never registered its tokens as securities with the SEC, fails. [read post]
6 Apr 2020, 1:36 pm
If we’re lucky enough to hire you, you’ll be a part of the Center’s four-person leadership team, where you’ll help shape the Center’s overall programming and strategy. [read post]
28 Feb 2019, 9:30 pm
Securities and Exchange Commission (SEC) asked a federal district court to sanction Tesla CEO Elon Musk for violating the terms of his securities fraud settlement agreement with the SEC. [read post]
24 Jan 2019, 9:30 pm
Securities and Exchange Commission, which cannot approve other forms of IPOs during the shutdown. [read post]
12 Nov 2023, 1:00 am
Since They Were First Issued In 2012, L-Bonds Have Been Very Risky And Illiquid GWG began selling what it called “Renewable Secured Debentures” (which it would later re-name “L-Bonds”) in 2012. [read post]
23 Mar 2020, 2:06 pm
The event will be hosted by: Jennifer Daskal, Professor and Faculty Director of the Tech, Law & Security Program at American University Washington College of Law; Danielle Citron, Professor at Boston University School of Law; and Nathaniel Gleicher, Head of Security Policy at Facebook. [read post]
