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28 May 2021, 2:20 pm
Concepcion and Epic Systems Corp. v. [read post]
28 May 2021, 1:27 pm
Michael Goonan Equitable Advisors, LLC Park Avenue Securities LLC Eileen Kenny LPL Financial LLC Private Advisor Group, LLC Norma Kuklis William Kursim Fidelity Brokerage Services LLC National Financial Services LLC John Margain State Farm VP Management Corp. [read post]
28 May 2021, 1:17 pm
James Childress LPL Financial LLC Securities Service Network, Inc. [read post]
28 May 2021, 6:56 am
However, these individuals remain bound by the securities arbitration agreement to arbitrate any disputes between themselves and their former customers: NAME FORMER EMPLOYERS Ryan Callahan State Farm VP Management Corp James Carpenter II LPL Financial LLC Edward Jones James Childress LPL Financial LLC Householder Group Financial Advisors, LLC Justyn Euan Wells Fargo Clearing Services, LLC Nayely Gamez… [read post]
28 May 2021, 6:01 am
The Peace Corps reported spending $449,000 during the same period. [read post]
27 May 2021, 8:08 am
” And for those who read to the end, and worry about Ransomware, see: “Try This One Weird Trick Russian Hackers Hate” from security expert Brian Krebs. [read post]
26 May 2021, 8:36 am
Maroney’s wife, Tonya Maroney, is also facing charges, as are Maroney’s companies, Harbor City Capital Corp. and Celtic Enterprises LLC. [read post]
24 May 2021, 3:06 pm
Put simply, we believe that diversity is security. [read post]
24 May 2021, 6:02 am
Questions about the security and confidentiality of electronic communications have been around for a long time. [read post]
23 May 2021, 8:37 am
European Parliament resolution of 20 May 2021 on Chinese countersanctions on EU entities and MEPs and MPs (2021/2644(RSP))The European Parliament,– having regard to its previous resolutions and reports on the situation in China and EU-China relations, in particular those of 21 January 2021 on the crackdown on the democratic opposition in Hong Kong(1) and of 17 December 2020 on forced labour and the situation of the Uyghurs in the Xinjiang Uyghur Autonomous Region(2)… [read post]
21 May 2021, 3:00 am
Last month, the SEC threw a monkey wrench into the SPAC market when the Corp Fin Director & the Chief Accountant issued a joint statement on accounting for SPAC warrants. [read post]
20 May 2021, 5:53 pm
Securities and Exchange Commission said it awarded more than $28 million to a whistleblower whose tip helped them and the Justice Department launch investigations that led to bribery charges against a U.S. subsidiary of Japanese electronics company APanasonic Corp. and former executives. [read post]
20 May 2021, 1:53 pm
Securities and Exchange Commission said it awarded more than $28 million to a whistleblower whose tip helped them and the Justice Department launch investigations that led to bribery charges against a U.S. subsidiary of Japanese electronics company APanasonic Corp. and former executives. [read post]
19 May 2021, 12:22 pm
According to the SEC, “Panasonic’s U.S. subsidiary, Panasonic Avionics Corp. [read post]
17 May 2021, 4:37 pm
Last week, another right-wing channel, Newsmax, settled a case brought against them by Dominion’s head of product strategy and security, Eric Coomer, whom the broadcaster had accused of being an Antifa activist. [read post]
17 May 2021, 2:49 pm
Tuesday, May 18, 2021, at 10:00 a.m.: The Brookings Institution will host a webinar on the Marine Corps and the future of warfare. [read post]
17 May 2021, 4:38 am
Vacuum Corp., 186 AD3d 1094 [4th Dept 2020] [quotations omitted]). [read post]
17 May 2021, 3:00 am
” Crowdfunding: Corp Fin Updates Guidance on Form C EDGAR Filings In March, I blogged about guidance on EDGAR filings of Form C that Corp Fin issued shortly after the SEC’s private offering simplification rule amendments went into effect. [read post]
14 May 2021, 7:51 am
The Federal Deposit Insurance Corp. [read post]
12 May 2021, 12:01 pm
Bartow was escorted out of the store and arrested by base security officers. [read post]
