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30 Oct 2013, 2:37 pm by Katitza Rodriguez
Es difícil ver cómo un programa tan extenso y amplio puede ser visto como 'proporcional' en el contexto de la protección de los derechos humanos a la luz del derecho internacional. [read post]
29 Oct 2013, 7:15 am by James Hamilton
A properly completed electronic notice of registration would become effective immediately upon receipt by the SEC, except that SEC approval of such notice would be required if the M&A broker, or a person associated with the M&A broker, is subject to suspension or revocation of registration, a statutory disqualification, or a disqualification under SEC rules pursuant to the Dodd-Frank Act. [read post]
28 Oct 2013, 11:04 am by Carole (Staff Lawyer)
As stated by retired Queen’s University professor Ned Franks: That’s what the Senate does best, is study. [read post]
17 Oct 2013, 4:30 am by Guest Blogger
First is the need to ensure full and frank debate by jurors without fear that disclosure of their deliberations might hold a juror up to ridicule or contempt. [read post]
14 Oct 2013, 10:47 am by nedaj
Important developments include: ISDA 2013 EMIR Protocol and Dodd-Frank Protocol Extension. [read post]
2 Oct 2013, 4:12 am by Broc Romanek
Kudos to the students in the International Transaction Clinic at the University of Michigan Law School for creating a novel "C-corporation with benefit corporation language" as noted in this Forbes article [read post]
27 Sep 2013, 1:29 pm by Keith R. Fisher
The Bureau is authorized to issue Temporary C&Ds under Section 1053(c) of the Dodd-Frank legislation. [read post]
27 Sep 2013, 6:11 am by Greg Daugherty
  This rule comes from Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
23 Sep 2013, 3:02 am
Swann traces the history of dilution law in the United States from the Frank Schechter era to today's TDRA. [read post]
22 Sep 2013, 8:35 pm by Megan Muir
The SEC also included a form of “grandfather” provision in new Rule 506(c)(2)(ii)(D), which provides that for existing investors who were accredited investors in a Rule 506(b) offering prior to the effective date of Rule 506(c), a self-certification of accreditation status by such investor at the time of sale in a new offering by the same issuer under Rule 506(c) will be deemed to satisfy the verification requirement in Rule 506(c). [read post]
22 Sep 2013, 2:35 pm by Megan Muir
The SEC also included a form of “grandfather” provision in new Rule 506(c)(2)(ii)(D), which provides that for existing investors who were accredited investors in a Rule 506(b) offering prior to the effective date of Rule 506(c), a self-certification of accreditation status by such investor at the time of sale in a new offering by the same issuer under Rule 506(c) will be deemed to satisfy the verification requirement in Rule 506(c). [read post]
19 Sep 2013, 11:00 pm
Rule 506(c) and the "bad actor" disqualification requirements codified under Rule 506(d) become effective September 23, 2013. [read post]
19 Sep 2013, 11:00 pm
Rule 506(c) and the "bad actor" disqualification requirements codified under Rule 506(d) become effective September 23, 2013. [read post]