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10 Aug 2023, 9:31 am
According to a press release on March 2, 2022, the Securities and Exchange Commission charged Cambridge Investment Research Advisors, Inc. [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
12 Apr 2016, 3:50 pm
” For purposes of the rule, “covered investment advice” generally includes: A recommendation to a plan, plan fiduciary, plan participant and beneficiary and IRA owner for a fee or other compensation, direct or indirect, as to the advisability of buying, holding, selling or exchanging securities or other investment property, including recommendations as to the investment of securities or other property after the securities or other property are rolled over or distributed from a plan… [read post]
15 Sep 2014, 3:31 pm
The states that were selected to receive these grants will use the funds for a variety of improvements and initiatives, including enhancing employer audit programs and conducting employer education initiatives. [read post]
23 Oct 2019, 11:31 am
Stamer also shares her thought leadership, experience and advocacy on these and other related concerns by her service in the leadership of the Solutions Law Press, Inc. [read post]
7 Jan 2014, 7:02 pm
Mer Corp., the defendant exercised control by publishing “Entertainer Guidelines” that set minimum shift lengths, minimum charges, and behavioral prohibitions. [read post]
4 Jan 2011, 4:08 pm
Instruments, Inc. v. [read post]
20 Jul 2023, 6:00 am
Joan Antida High School Inc. v. [read post]
3 Mar 2009, 5:55 am
Some opinions are published in image (PDF) format. [read post]
9 Aug 2011, 10:06 am
Hein & Co., Inc., 2011.KF241.C75 P74 2011 Health Law 17th annual Health Law Institute. [read post]
7 Feb 2019, 3:03 pm
In addition to recovering the single largest individual HIPAA settlement in history of $16 million with Anthem, Inc. [read post]
7 Jul 2014, 8:34 am
Late last month, the Department of Health & Human Services Office of Civil Rights (HHS) announced that complaints of a retiring physician over the mishandling of her patient records by Parkview Health System, Inc. [read post]
31 Mar 2020, 11:22 am
When selecting the length of this period, employers should consider the importance of the role in question and how long it would likely take to put in place a new incumbent. [read post]
18 Jun 2012, 1:23 pm
(WIMS) Publishers of Michigan Waste Report, REGTrak, WIMS Daily & eNewsUSA Jeff Dauphin, President 767 Kornoelje Dr. [read post]
29 Mar 2018, 6:30 am
She is a writer, speaker, and publisher. [read post]
1 Feb 2021, 6:30 am
She is a writer, speaker, and publisher. [read post]
10 Sep 2023, 5:12 pm
Prisma Labs, Inc., No. 23-cv-00680 (N.D. [read post]
18 Feb 2012, 8:16 am
Firelight Media, Inc. settled first, on 14 October 2010. [read post]
26 Feb 2011, 7:51 am
Recently, a student published a bold note that argued for the dismantling of judicial gatekeeping. [read post]
21 Jul 2014, 5:45 am
Despite all of this, the Board certified the online audiovisual service tariff defining the term “online audiovisual service” “as a service that delivers streams or downloads of audiovisual works to end users, other than a service that offers only streams in which the file is selected by the service and can only be listened to at a time chosen by the service and for which no advance play list is published”. [read post]
