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22 Aug 2012, 7:00 am
Lynch, United States Attorney for the Eastern District of New York, and Janice K. [read post]
22 Aug 2012, 1:09 am
District Court for the Southern District of New York recently dismissed most of the claims in the long-running litigation over transfer agent fees collected on the Smith Barney family of funds. [read post]
21 Aug 2012, 5:15 pm
The following examples of abusive tax scheme investigations are written from public record documents on file in the court records in the judicial district in which the cases were prosecuted. [read post]
21 Aug 2012, 2:43 pm
Several more announcements followed in April and May 2010, including the announcement that the New York Stock Exchange was delisting NEP stock. [read post]
12 Aug 2012, 9:30 pm
Bradford Exploration is, according to its Form D filing with the Securities and Exchange Commission, an oil and natural gas development company based in Buffalo, New York. [read post]
10 Aug 2012, 9:12 am
Although its stock this morning hovers at the opening price of $14.00 per share, Manchester United is now, for today, the highest value sports team in the world at $U.S. 2.3 billion. [read post]
8 Aug 2012, 9:30 pm
Whitestone REIT started trading on the New York Stock Exchange in 2010, but securities arbitration lawyers say the shares are still trading at significantly lower prices than what most investors paid. [read post]
7 Aug 2012, 8:02 am
That case concerned a New York Times article, which asked, “Is Robert Howard really [the felon] Howard Finkelstein? [read post]
7 Aug 2012, 6:40 am
According to the article in Courthouse News Service: “Koch says, he ‘later learned that Brown had been sanctioned and accused of fraudulent dealings in New York, Florida, and Alabama. [read post]
6 Aug 2012, 8:26 am
., a former chairman of the New York Stock Exchange who introduced computer technology to the Big Board in the 1980s, died on Saturday. [read post]
6 Aug 2012, 7:10 am
In New York Stock Exchange trading, the price of Strats rose higher, on heavy volume, and stayed there for weeks. [read post]
6 Aug 2012, 5:29 am
Knight Capital confirmed on Monday that it had struck a rescue deal with a group of investors, staving off collapse after a recent trading mishap, even as the New York Stock Exchange temporarily revoked its market-making responsibilities. [read post]
6 Aug 2012, 4:20 am
Because of the sudden and significant impact on Knight's capital base, the issue now is the ability of Knight to continue in its role not only as a New York Stock Exchange DMM, but also as a major wholesale market maker generally. [read post]
5 Aug 2012, 9:59 pm
The aforementioned New York Times article also stated that the actual annual return of the fund after fees was 13.87 percent per year, which trailed the hypothetical 15.39 percent return included in the marketing materials. [read post]
3 Aug 2012, 10:11 pm
A New York Times analysis of New York Stock Exchange volume on Wednesday morning showed that during the first minute of trading there was 12 percent more trading in all stocks than there had been on average during the previous seven days. [read post]
3 Aug 2012, 10:53 am
According to the New York Times, the SEC currently has no protocol for approving new trading software. [read post]
2 Aug 2012, 8:37 am
In an echo of the 2010 Flash Crash, the technical issue impacted 150 New York Stock Exchange-listed stocks. [read post]
2 Aug 2012, 2:31 am
And not even that: just the average of my personal acquaintances mixed with some information gathered from news media (mainly The New York Times and Süddeutsche Zeitung, the best newspapers in their respective countries in my view). [read post]
31 Jul 2012, 10:01 pm
Woodlark Capital LLC is, according to its Securities and Exchange Commission Form D filing, a real estate company based in New York. [read post]
31 Jul 2012, 5:27 pm
Engler, through PCO, solicited investments from investors worldwide by promising significant investment returns through 'conservative' day trading of securities on the New York Stock Exchange. [read post]
