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13 Apr 2021, 11:06 am
The GPB notes, which are private securities offerings exempt from registration with the Securities and Exchange Commission (SEC), are inherently risky investments. [read post]
13 Apr 2021, 3:06 am
The Securities and Exchange Commission last week began privately telling accountants that warrants, which are issued to early investors in the deals, might not be considered equity instruments, according to people familiar with the matter. [read post]
12 Apr 2021, 9:01 pm
However badly the civilian justice system handles these matters, the military seems to be doing worse with recent reports of sexual assaults doubling, but prosecutions cut in half and the conviction rate declining to seven percent.Each instance of assault and harassment matters and their collective impact poses a threat to national security. [read post]
12 Apr 2021, 6:06 pm
The Securities and Exchange Commission last week began privately telling accountants that warrants, which are issued to early investors in the deals, might not be considered equity instruments, according to people familiar with the matter. [read post]
12 Apr 2021, 1:16 pm
The individuals sanctioned include the head of the Basij Organisation of the Islamic Revolutionary Guard Corps (IRGC); the Commander in Chief of the Islamic Revolutionary Guard; the Commander of the Special Units of the Iranian police force; the Commander in Chief of the IRGC Ground Forces; the Commander in Chief of the Iranian police force; the IRGC Commander of Khuzestan Province Vali Asr Corps; the former director of detention centers; and the Governor of Shahr-e Qods and Head… [read post]
12 Apr 2021, 11:33 am
Booth, before being registered with LPL in 2018, had been a broker with Invest Financial Corp. since 2005, FINRA notes. [read post]
12 Apr 2021, 11:33 am
Booth, before being registered with LPL in 2018, had been a broker with Invest Financial Corp. since 2005, FINRA notes. [read post]
12 Apr 2021, 9:23 am
The subcommittee will hear testimony from two panels of witnesses, including the Defense Department inspector general and the inspectors general for the Army, Air Force, Navy and Marine Corps. [read post]
12 Apr 2021, 8:44 am
The following Money Concepts Capital Corp brokers may have recommended GPB Capital funds to clients: Christopher John Passero; Continue reading The post Iorio Altamirano LLP Investigates Money Concepts Capital Corp Over GPB Funds appeared first on Securities Arbitration Lawyer Blog. [read post]
12 Apr 2021, 3:03 am
Corp Fin Chief Says “Don’t Bet On It” Last week, John Coates, Acting Director of Corp Fin issued a statement titled “SPACs, IPOs and Liability Risk under the Securities Laws. [read post]
11 Apr 2021, 10:35 am
The law firm memo also mentions two other Delaware state court lawsuit that have been filed this year; one, a merger objection lawsuit, filed in January of this year against Acamar Partners Acquisition Corp., a SPAC, in connection with its planned merger with CarLotz; and the second, a governance challenge lawsuit filed against Fintech Acquisition Corp. [read post]
10 Apr 2021, 6:45 am
Shortly after, in December 2016 he joined Aegis Capital Corp in Morristown, New Jersey, where he remained registered until the end of October 2018. [read post]
10 Apr 2021, 6:45 am
Shortly after, in December 2016 he joined Aegis Capital Corp in Morristown, New Jersey, where he remained registered until the end of October 2018. [read post]
9 Apr 2021, 1:53 pm
Corp., 22 N.J. 523, 536 (1956). [read post]
9 Apr 2021, 10:20 am
Corp. [read post]
8 Apr 2021, 10:16 am
On April 6, Grassley sent letters to the Department of Veterans Affairs (VA), the Office of Inspector General of Veterans Affairs (OIG VA), and the Securities and Exchange Commission (SEC) requesting answers to pressing questions no later than April 16. [read post]
8 Apr 2021, 9:04 am
BofA Securities and J.P. [read post]
7 Apr 2021, 11:33 am
An Iranian ship believed to be used for intelligence collection by the Iranian Islamic Revolutionary Guard Corps, called the Saviz, was attacked in the Red Sea yesterday, writes the Wall Street Journal. [read post]
6 Apr 2021, 2:34 pm
Zenith Radio Corp., 475 U.S. 574 (1986). [read post]
6 Apr 2021, 8:04 am
Application of Key Domestic and International Legal Principles to Key Theaters Iraq: At the direction of former President Trump, U.S. forces conducted an air strike in Iraq on January 2, 2020, killing Major General Qassem Soleimani, leader of Iran’s Islamic Revolutionary Guard Corps-Qods Force. [read post]
