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11 Jul 2013, 4:53 am by David Lynn
The Commission also reiterated the interpretive guidance that the effect of Title II is "to permit private funds to engage in general solicitation in compliance with new Rule 506(c) without losing either of the exclusions [3(c)(1) and 3(c)(7) under the Investment Company Act." [read post]
9 Jul 2013, 5:58 am by Barbara S. Mishkin
The only other rule identified as being in the “prerule stage” is one dealing with Regulation C, which implements the Home Mortgage Disclosure Act. [read post]
4 Jul 2013, 7:23 am by Bill Marler
An Introduction to Listeria Listeria (pronounced liss-STEER-ē-uh) is a gram-positive rod-shaped bacterium that can grow under either anaerobic (without oxygen) or aerobic (with oxygen) conditions. [4, 18] Of the six species of Listeria, only L. monocytogenes (pronounced maw-NO-site-aw-JUH-neez) causes disease in humans. [18] These bacteria multiply best at 86-98.6 degrees F (30-37 degrees C), but also multiply better than all other bacteria at refrigerator temperatures, something that… [read post]
2 Jul 2013, 1:41 pm
Strangelove" (16) "Flight of the Conchords" (4) "Game Change" (2) "Get Smart" (1) "Gran Torino" (10) "Grey Gardens" (13) "I Shouldn't Be Alive" (4) "Limelight" (3) "Meet the Press" (20) "Moby Dick" (5) "My Dinner with Andre" (34) "Mystery Science Theater" (2) "Project Runway" (78) "Romy and Michele's High School Reunion" (3) "Seinfeld" (72) "Sex and the City" (14) "Slacker" (11) "Slumdog Millionaire" (16) "SNL" (60) "Sopranos" (50) "South Park" (71) "Star Trek" (12) "Star Wars" (25) "Survivor" (50)… [read post]
27 Jun 2013, 8:34 am by James Hamilton
Section 214(c) provides that taxpayers shall bear no losses from the exercise of any authority under Title II.Rep. [read post]
19 Jun 2013, 9:58 am by Barbara S. Mishkin
  The witnesses representing industry included James C. [read post]
18 Jun 2013, 11:03 am by David Lat
Actavis Inc., Gera Vaz, Jon Leibowitz, Lateral Hiring, Lateral Moves, Laterals, Linda C. [read post]
18 Jun 2013, 1:15 am by Kevin LaCroix
The three unnamed individuals had “voluntarily provided original information to the Commission that led to the successful enforcement” of an action against Audrey C. [read post]
14 Jun 2013, 2:14 pm by David Cosgrove
The Wall Street Journal reported on page C-1 that a SEC administrative law judge had ruled against a former Maryland banker in finding him liable for “naked short selling. [read post]
13 Jun 2013, 1:36 am by Kevin LaCroix
Among its many provisions, the Dodd-Frank created a new Federal Insurance Office within the U.S. [read post]