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29 Jun 2023, 10:34 am by Eugene Volokh
" Section 220 defines a proper purpose as one "reasonably related to such person's interest as a stockholder. [read post]
7 Jun 2024, 6:00 am by Evangelina Cantu
If you’ve ever met that office’s tireless Executive Director, Will Torr, or any of his exceptional staff, you’ll understand why that particular website is the go-to link for everything energy and climate change related in the state. [read post]
19 Jul 2022, 5:54 am by Ryan Goodman
  Almost every expert said a defamation suit brought by Dominion against Trump would be very strong, but one expert raised concerns about the practicality of such a lawsuit and another raised issues of presidential immunity. [read post]
19 Apr 2023, 9:01 pm by renholding
The SEC noted that the expanded scope of the Proposed Rule is intended to address the risk of loss raised by evolving discretionary trading practices, which today do not always involve a “one-for-one exchange of assets under a custodian’s oversight. [read post]
30 Jul 2024, 5:14 am by Rob Robinson
July 30, 2024, Update From High Performance to HITRUST: July 2024 Vendor Voices ComplexDiscovery Staff Welcome to the July edition of ComplexDiscovery OÜ’s Vendor Voices, offering a snapshot of innovation and growth in the eDiscovery, cybersecurity, and legal technology landscape. [read post]
13 Apr 2012, 4:54 am by Steve Lombardi
Combs of Faegre & Benson LLP, Des Moines, for appellees. [read post]
2 Apr 2018, 4:03 pm by Kevin LaCroix
  The SEC explicitly recognizes the importance of “tone at the top,” as demonstrated by one of its more specific and impactful directives, requiring that so-called executive certifications regarding the design and effectiveness of disclosure controls now encompass cybersecurity matters (such as certifications made pursuant to the Exchange Act Rules 13a-14 and 15d-14 as well as Item 307 of Regulation S-K and Item 15(a) of Exchange Act Form 20-F). [read post]
3 Mar 2025, 1:41 am by INFORRM
In an email to staff, Bezos said the paper would focus on promoting “personal liberties and free markets,” with opposing views left for other outlets to publish. [read post]
3 Nov 2024, 9:05 pm by renholding
However, soon after assuming his position as SEC chair in 2021, Gensler directed the staff to take another look at the rules.[18] In 2022, the SEC adopted amendments to the proxy adviser rules, reversing some of the key provisions that were  favorable to companies.[19] The rules remain tied up in litigation in the federal courts to  this day.[20] While it is unclear what the Trump administration would do about these rules, many activist investors would prefer to see them scrapped… [read post]
7 May 2023, 9:01 pm by renholding
  SIFI designation procedures     —               The existing SIFI designation process as set forth in the 2019 Nonbank Designation Guidance includes the following attributes: §  Two Stage Process: —              Stage 1 involves a preliminary analysis of the nonbank financial company based primarily on public or regulatory… [read post]
20 May 2024, 6:26 am by Kevin LaCroix
The simple fact is that every major line of inquiry in a securities class action litigation has some standardized methodologies associated with it, alongside innumerable unique or cutting-edge ones. [read post]
4 Oct 2023, 9:01 pm by renholding
The release states that financial institutions should “fully integrate the implementation” of transition plans into governance and enterprise risk management systems and define governance-related policies, procedures, and processes concerning net-zero commitments and transition planning activities.[19] The release states that these policies, procedures, and processes should address board oversight, senior management roles and responsibilities, relevant skills and culture development… [read post]
28 Apr 2025, 1:57 am by INFORRM
The judgment gives guidance on injunctions made to protect the identity of hospital staff involved in end of life care of children. [read post]
17 Sep 2024, 11:29 am by Kevin LaCroix
SEC, 585 U.S. 237 (2018); for more information, see SEC Staff’s Appointment of ALJs Unconstitutional: Supreme Court on Practical Law). [read post]
26 Jan 2023, 9:05 pm by renholding
The SEC finalized the changes to Rule 10b5-1 trading plans in December 2022, and while corporate plans were excluded from the rulemaking on the new blackout periods, the required disclosure of material terms of insiders’ plans and the requirement for companies to file their insider trading policies (or explain why they don’t have one) are both significant examples of how the SEC is mandating its view of good corporate behavior in a prescriptive manner, with few exceptions. [read post]
26 Jan 2009, 3:51 am
Jan. 21, 2009)(Unpub)>Affirming dismissal of Russian DHHS staff scientist's NO + retaliation claims* McNeal v. [read post]
19 Oct 2011, 10:35 am by Abbott & Kindermann
The court found that the Coastal Commission’s 13-day notice and distribution of the staff recommendation was reasonable under the commission’s certified regulatory program. [read post]