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18 Nov 2010, 12:26 pm
Although The Way Law Firm, P.C., will be celebrating the opening of our firm, we will never forget those who gave the ultimate sacrifice. [read post]
14 Jul 2011, 3:45 pm
The Firm is often retained to advise art sellers how they may conduct sales and how to structure their art business transactions. [read post]
23 Oct 2023, 7:14 am
Broad discovery or exhaustive economic analysis may not be feasible. [read post]
4 Feb 2019, 7:45 am
While broker-dealers may try to wash their hands of brokers’ outside business activities, time and again securities industry watchdog, FINRA (the Financial Industry Regulatory Authority) has made it clear that firm are responsible for what their brokers get up to outside of the normal course of business. [read post]
26 Apr 2018, 11:08 am
Continue reading The post What is the Parking REIT and What Brokerage Firms Sold the Non-traded REIT? [read post]
22 Sep 2022, 11:03 am
Money may be tight at the beginning of your law firm journey. [read post]
30 Nov 2016, 9:20 am
The North Carolina State Bar Ethics Committee went on to state that to avoid misrepresentation, the law firm may hold out a non-equity partner as a partner provided that the “the lawyer was promoted to the position by formal action or vote of firm management or pursuant to the firm’s governing documents. [read post]
22 Mar 2022, 3:22 am
The ICO said that, even though encryption may not have prevented the ransomware attack, it would have mitigated the risks posed to the affected data subjects. [read post]
19 Jan 2024, 5:31 pm
The days of an all E-Discovery show at Legalweek in New York City may be over. [read post]
20 Feb 2025, 1:20 pm
"This inquiry will help the FTC better understand how these firms may have violated the law by silencing and intimidating Americans for speaking their minds. [read post]
25 May 2010, 4:59 am
The lawsuit against Justin Kurtz over his Facebook page “Kalamazoo Residents Against T&J Towing” hasn’t been working out so well for T&J. [read post]
4 Jun 2018, 6:38 am
According to FINRA Disciplinary actions for May 2018, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Stephen Robert Adams BBVA Securities Inc. [read post]
23 May 2019, 7:36 am
According to FINRA Disciplinary actions for May 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Anderson, Andy ProEquities, Inc. [read post]
20 May 2008, 12:22 pm
See the press release here.Separately, I noted in reviewing the Disciplinary Actions reported for May 2008 released by FINRA that several cases reported involved OATS, TRACE and trade reporting violations. [read post]
24 Jun 2018, 8:15 am
Further, May disclosed to clients in a brochure from Executive Compensation Planners that the firm handled more than $18 million in assets. [read post]
16 Mar 2023, 4:00 pm
"Subsequent reporting indicated that the OSAF's dissemination of sensitive personal information may have affected more than just these 11 individuals. [read post]
15 Sep 2011, 5:11 am
While advertising is generally seen as the most obvious answer because it is so prevalent, depending on your target audience and overall marketing goals it may not be appropriate for your firm. [read post]
2 Feb 2023, 6:07 am
These processes may have been sufficient when firms were smaller. [read post]
8 Jun 2012, 8:01 am
Shopping for a law firm web designer/developer? [read post]
7 Feb 2017, 8:40 am
According to a recent survey, many law firms may end up terminated by their in-house clients this year: “Nearly a third of global general counsel and chief legal officers last year ended at least one relationship with a law firm or outside counsel because of performance issues, according to a survey. [read post]
