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27 Sep 2017, 12:52 pm
Because that account was associated with the S.B. [read post]
1 Feb 2021, 2:35 pm
While we cannot know what the details of the next fraudulent cryptocurrency offering will look like or how scam promoters might use COVID-19 to their benefit, Texas investors can rely on the TSSB to continue leading the effort against these schemes, working hand in hand with the newly created COVID-19 Enforcement Task Force led by the North American Securities Administrators Association. [read post]
1 Feb 2021, 2:35 pm
While we cannot know what the details of the next fraudulent cryptocurrency offering will look like or how scam promoters might use COVID-19 to their benefit, Texas investors can rely on the TSSB to continue leading the effort against these schemes, working hand in hand with the newly created COVID-19 Enforcement Task Force led by the North American Securities Administrators Association. [read post]
5 Jan 2011, 11:06 am
The Bar Association reasoned that the AmeriCounsel scheme was permissible because: [S]ince AmeriCounsel does not charge attorneys any fee and since AmeriCounsel does not “recommend” or “promote” the use of any particular lawyer ’s services, it does not fall within the purview of DR 2-103(B) or (D). [read post]
2 Mar 2009, 6:15 am
Risk-based capital is used to set capital requirements considering the size and degree of risk taken by the insurer. [read post]
8 Jun 2012, 1:56 pm
American Tradition Partnership, Inc. v. [read post]
3 Nov 2008, 9:46 pm
For further information, please contact us. [read post]
4 Oct 2023, 6:31 am
We take our legal and fiduciary duties seriously and use robust conflict checking systems and business acceptance protocols.'” “Shadow Home Affairs and Cyber Security Minister James Patterson said it was a shocking report. [read post]
29 May 2021, 1:33 am
Inc. [read post]
29 May 2021, 1:33 am
Inc. [read post]
22 Oct 2011, 5:34 am
These regulations have prevented the discharge of more than 1.2 billion pounds of toxic pollutants each year into US waters. [read post]
4 Feb 2023, 3:20 am
… Cyber security is on all of us, and we must take steps to protect our health care systems from these attacks. [read post]
16 Mar 2020, 12:43 pm
Employees taking voluntary or involuntary leave likely already are entitled to certain paid or unpaid leave and associated benefit, reinstatement and other rights under a hodgepodge of voluntarily established company policies and other federal, state and even local regulations. [read post]
24 Mar 2009, 1:48 am
National Association of Securities Dealers Inc., defendants-appellants
NEW YORK COUNTYCriminal PracticeCourt Denies Motion to Quash AG's Subpoena Seeking List of Merrill Lynch Bonus Recipients People v. [read post]
7 Dec 2018, 6:19 am
About Solutions Law Press, Inc. [read post]
22 Feb 2018, 1:59 pm
BTS North, Inc., 2018 WL 888872, No. 16-24548 (S.D. [read post]
1 Oct 2010, 12:07 pm
The Sell Algorithm used by the large trader responded to the increased volume by increasing the rate at which it was feeding the orders into the market, even though orders that it already sent to the market were arguably not yet fully absorbed by fundamental buyers or cross-market arbitrageurs. [read post]
3 Dec 2013, 10:01 am
At trial, Air Wisconsin unsuccessfully moved for summary judgment and for a directed verdict, claiming it was immune from liability under the Aviation and Transportation Security Act (ATSA). [read post]
28 Jun 2021, 3:15 pm
Here is the authors’ article. ************************ In recent years, commentators have expressed concern regarding litigation risk associated with going public—specifically, that IPOs are more likely to become the object of securities class actions than they were in the past.[1] In this post, we use data from the Stanford Securities Litigation Analytics (SSLA) database to investigate the extent and the nature of this reported surge in IPO-related… [read post]
26 Apr 2011, 8:00 am
John Fund, Inc. v. [read post]
