Search for: "In Re Securities and Exchange Commission"
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14 Jan 2020, 6:00 am
Boris Johnson was re-elected prime minister on December 12 with an 80-seat majority. [read post]
4 Feb 2013, 4:00 am
It also pervaded much of the political discourse within the United States and the diplomatic exchanges between the principal cold war adversaries. [read post]
10 Jul 2009, 10:45 am
Department of Homeland Security, Secret Service, National Security Agency, Federal Trade Commission, Department of Defense and the State Department, as well as sites for the New York Stock Exchange, Nasdaq, Amazon and Yahoo. [read post]
24 May 2022, 9:05 pm
Of course, the SEC can seek to hold Musk in contempt, but suppose it has an alternative idea: Under Section 21(d)(2) of the Exchange Act, the Commission could ask a federal court to prohibit Musk “from acting as an officer or director” of any “reporting” issuer. [read post]
20 Feb 2023, 6:11 am
” “Although Miller was General Counsel to FTX US, not Alameda Research or Emergent Fidelity Technologies Ltd., he listed himself as the contact person on the Securities and Exchange Commission filing for this Robinhood stock purchase. [read post]
5 Oct 2022, 6:30 am
Section 15 and Section 20(a) provide that any person who directly or indirectly “controls” another person found liable for a violation of the Securities Act or Exchange Act, respectively, or any regulation thereunder is jointly and severally liable, to the same extent as the controlled person, to any person to whom the controlled person is liable. [read post]
21 Dec 2020, 10:14 am
But many don’t understand the comments are a problem not just because they’re sexual. [read post]
4 Dec 2020, 2:00 am
But many don’t understand the comments are a problem not just because they’re sexual. [read post]
23 Oct 2006, 8:13 am
In 1994, Nicholas and his wife, a former Broadcom engineer, set up the trust, which now controls 24.9 million shares of class B stock, of which both "are co-trustees and share voting and investment power," their most recent Securities and Exchange Commission filing says. [read post]
15 Mar 2012, 8:20 am
Since 2009, the Securities and Exchange Commission has filed 25 cases against mortgage originators and securities firms. [read post]
12 Nov 2006, 11:13 pm
Securities and Exchange Commission come up with a solution, Mr. [read post]
7 Oct 2008, 8:49 pm
U.S. investment banks, regulated by the Securities and Exchange Commission, bought piles of toxic waste. [read post]
14 Sep 2011, 2:00 am
O’Leary On August 30, 2011, the Securities and Exchange Commission (SEC) announced a settlement with James O’Leary, the former chief financial officer of Beazer Homes USA, to recover approximately $1.4 million in cash bonuses, incentive and equity-based compensation, and profits from his sale of Beazer stock during the period of time that the SEC alleged an individual at Beazer—but not O’Leary—was committing “accounting misconduct. [read post]
16 Feb 2017, 9:30 pm
Securities and Exchange Commission rule that required resource extraction companies to disclose payments made to foreign governments. [read post]
6 May 2012, 5:24 am
It focused on federal judges and national security. [read post]
6 Jul 2007, 12:35 pm
After writing about Idaho pulling its prisoners out of a Geo Group prison unit in Texas, it hit me where else I'd seen Geo in the news recently - they run the downtown jail in Beaumont where an inmate used a paper gun to hold two people hostage last week.With Geo Group (formerly Wackenhut) twice this week in the news, I decided to take a look at their 10-K statement, which is a corporate document publicly traded companies must file with the Securities and Exchange… [read post]
23 Jul 2021, 6:12 am
So, because we’re such big fans, we bought UpCounsel to prevent the service from closing and to focus on expanding it. [read post]
17 Feb 2017, 8:39 am
At the center was the stock exchange. [read post]
6 Jan 2017, 5:50 am
Securities and Exchange Commission, a choice which Trump said will advance “the financial security of the American people,” but which was reportedly criticized by progressive groups because of Clayton’s ties to the financial industry. [read post]
15 Mar 2010, 9:40 am
-Japanese security agreements was “no big deal. [read post]
