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19 May 2012, 8:00 am
Gupta (“Gupta”) was arrested on five counts of securities fraud and one count of conspiracy to commit securities fraud, the Securities and Exchange Commission (“SEC” or “the Commission”) filed a civil complaint in the United States District Court for Southern New York, pursuant to its authority under Section 20(b) of the 1933 Securities Act and Section 21(d) of the 1934 Act. 15 U.S.C. [read post]
18 May 2012, 2:00 am
” Accretive Health, which is traded on the New York Stock Exchange under the stock symbol AH, saw its stock price plummet. [read post]
15 May 2012, 3:11 pm
Per The New York Times, the financial firm’s problems may have begun with its bond portfolio, which was valued at $379 billion in March. [read post]
15 May 2012, 10:01 am
Following up on last week's post, Morgenthau: These Islands Aren’t Just a Shelter From Taxes: New York Times, Tax Evasion vs. [read post]
15 May 2012, 2:00 am
(“CMB”) to establish a branch in New York, New York, the first such approval for a Chinese bank since the FBSEA. [read post]
10 May 2012, 10:47 am
The new matter is latest proceeding in the dispute over whether the SEC can compel the Chinese accounting firm to respond to its subpoena – the penalty which D&T Shanghai could face for its failure to comply is censure or being denied the ability to appear before the Commission.In May 2011, the SEC commenced an investigation into Longtop Financial Technologies Limited ("Longtop"), a Cayman Islands corporation whose ADRs are traded on the New York… [read post]
10 May 2012, 9:55 am
Beazer Homes is listed on the New York Stock Exchange and trades under the ticker symbol "BZH. [read post]
9 May 2012, 6:35 am
"That structuring included the creation of a Delaware corporation and Delaware LLC to complete the acquisition, the distribution of the shares of the Delaware corporation to Justice's shareholders, the listing of the Delaware corporation's shares on the New York Stock Exchange and the dissolution of Justice following the consummation of the transaction. [read post]
7 May 2012, 4:49 am
The so-called rebates that stock exchanges pay Wall Street firms could give those firms an incentive to profit at the expense of investors, Nathaniel Popper reports in The New York Times. [read post]
5 May 2012, 9:12 am
According to the company: “Preparations for the planned move to a Premium Listing on the Official List of the London Stock Exchange continue to progress. [read post]
2 May 2012, 10:45 am
Cooper, an Ireland-incorporated firm that is listed on the New York Stock Exchange and is part of the S&P 500, received just 50.4 percent support during its 2011 advisory vote. [read post]
2 May 2012, 9:27 am
China may be the fastest-growing significant economy, but over the past year scores of its companies have suffered from accounting problems, seen their auditors resign, and been delisted from stock exchanges from New York to Hong Kong. [read post]
30 Apr 2012, 3:09 am
ROSCOE CONKLING, of New-York, (Rep.,) said he voted against raising this Committee. [read post]
26 Apr 2012, 2:01 pm
Investors became aware of this information when the REIT went on the New York Stock Exchange. [read post]
26 Apr 2012, 9:07 am
Jeffrey Keey - The recent First Tier Tribunal decision in HSBC Holdings Plc and The Bank of New York Mellon Corporation v The Commissioners for Her Majesty’s Revenue & Customs brings positive news for UK companies aiming to undertake a fundraise or listing outside the EU involving the use of overseas depositary or clearance systems. [read post]
25 Apr 2012, 10:25 am
District Judge Frederic Block in New York, said $1.05 million in penalties paid by two former Bear Stearns Cos. hedge-fund managers, Ralph Cioffi and Matthew Tannin, in a proposed settlement of civil-fraud charges against them was “chump change” compared with the $1.8 billion lost by investors. [read post]
23 Apr 2012, 11:04 am
It should connect to my database and simply request any new stocks I have put in. [read post]
20 Apr 2012, 6:36 am
Reilly, a New York attorney residing in Boca Raton, Florida, from appearing or practicing as an attorney before the SEC. [read post]
18 Apr 2012, 10:31 am
Laura Blank, New York residents, formerly married for 30 years. [read post]
17 Apr 2012, 2:51 pm
Thomson Reuters shares are listed on the Toronto and New York Stock Exchanges. [read post]
