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8 Jun 2009, 4:23 am
This sentence has a special Carret Asset Management LLC is a privately owned investment advisory firm significance for China, which refers to a policy started in the middle of 1990 to its worldwide competitive. [read post]
14 Jan 2008, 5:51 am
(In fact, the contribution model indicated that 70% of such debt service and working capital was expected to be funded from Genesco's earnings from operations). [read post]
4 Jun 2020, 6:25 pm
GMF ELCM FUND L.P., et al. v. [read post]
29 Jan 2020, 4:55 am
The firm provides a full suite of legal services to the investment management community, including hedge fund, private equity fund, venture capital fund, mutual fund formation, adviser registration, counterparty documentation, SEC, CFTC, NFA and FINRA matters, seed deals, hedge fund due diligence, employment and compensation matters, and routine business matters. [read post]
7 Jun 2019, 6:09 am
Securities & Exchange Commission, on Wednesday, June 5, 2019 Tags: Broker-dealers, Conflicts of interest, Fiduciary duties, Investment advisers, Investor protection, SEC, SEC rulemaking, Securities regulation The Past and Present of Mutual Fund Fee Regulation Posted by Quinn Curtis (University of Virginia), on Thursday, June 6, 2019 Tags: Asset management, Fiduciary duties, Fund litigation, Fund… [read post]
18 Nov 2010, 1:38 pm
., LLC or Corporation) is not an automatic affair. [read post]
30 Jan 2020, 11:44 am
Klein, is investing in this round together with Ventech, a global early-stage venture capital fund that partners with entrepreneurs to develop and deploy transformative technologies. [read post]
1 May 2017, 7:08 am
Havensight Capital LLC v. [read post]
3 Aug 2023, 11:22 am
FSC’s customers who invested in the fund suffered significant losses. [read post]
22 Sep 2014, 8:00 am
Lucas owned and operated Lucas Capital Advisors LLC (Lucas Capital), through which he served as an investment advisor and manager to multiple individuals. [read post]
1 Oct 2018, 1:04 pm
The regulator is charging All In Publishing, LLC, Berry Media Works, LLC, and 10 individuals. [read post]
8 Mar 2021, 7:23 pm
Citadel LLC—Melvin Capital’s partner group—and Point72 Asset Management infused $2.75 billion into Melvin Capital as an emergency measure after the hedge fund was forced to sell its GameStop stocks in order to close its position and protect against further losses, indicating a short squeeze. [read post]
27 Apr 2022, 8:37 am
He then approached the customers to borrow $300,000 so that he and his company, JDL Capital, LLC, could do some additional futures trading investments for them. [read post]
17 Aug 2011, 1:24 pm
" Matthew Fitzmaurice, Managing Partner of AWJ Capital Partners, LLC, a global fund of funds manager, and member of Ceres' Investor Network on Climate Risk (INCR) added, "America's overdependence on oil generally, and foreign oil specifically, is unacceptable, as it will weaken our competiveness in a global economy. [read post]
1 Jul 2016, 6:11 am
Posted by Luo Zuo, Cornell University, on Wednesday, June 29, 2016 Tags: Behavioral finance, Earnings announcements, Executive performance, Firm performance, Management, Manager characteristics, Managerial style, Market reaction Seven Deadly Fallacies of Activist Investing’s Critics Posted by Charles Nathan, Finsbury LLC, on Wednesday, June 29, 2016 Tags: Boards of Directors, Firm performance, Institutional Investors, Long-Term value, Management, Proxy voting,Shareholder… [read post]
27 Sep 2018, 7:10 am
Mader Capital, Inc., 915 F. [read post]
29 Mar 2022, 6:15 am
Kay is managing partner/founder and Mike Kesner is partner at Pay Governance LLC. [read post]
24 Sep 2020, 5:09 pm
The new company was formed by Lightyear Capital LLC, a New York privacy equity firm focused on financial services, as the lead investor, with a significant minority stake held by Greater Sum Ventures. [read post]
11 Apr 2007, 11:00 am
Defendants in the petition include Credit Suisse First Boston LLC, Pershing LLC, Merrill Lynch Pierce Fenner & Smith Inc., Credit Suisse First Boston (USA) Inc., Merrill Lynch & Co., Barclays Capital Inc., Barclays Bank PLC, and Barclays PLC. [read post]
7 Jun 2010, 11:54 am
The platform - called the Alternative Investment Product (AIP) - currently is being used by Pershing LLC. [read post]
