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31 Aug 2012, 3:09 am
Here's a depressing analysis of the study, courtesy of New York Magazine [read post]
28 May 2009, 3:35 pm
If there ever was a market that might live up to the theory, you'd think it would be the New York Stock Exchange, especially with regard to trading in blue chip stocks like General Motors. [read post]
7 May 2019, 7:36 am
According to his FINRA broker record, it appears that Roveccio was formerly affiliated with Alexander Capital L.P., in Staten Island, New York. [read post]
Breaking: We’re asking the SEC to investigate world's largest meat company's animal welfare promises
17 Jun 2024, 9:23 am
Last year, JBS announced that it would seek to become listed on the New York Stock Exchange—a move that would allow it to raise even more capital from U.S. investors, and in turn expand its cruel and unsustainable factory farming practices. [read post]
3 Dec 2021, 3:00 am
Transcripts from the New York attorney general’s office showed the cable television host was far more involved in the ex-governor’s crisis-management efforts than the younger Cuomo had previously acknowledged. [read post]
6 May 2010, 2:13 pm
Section 971 directs the SEC to work with the national stock exchanges to make it a listing requirement for companies to have majority voting in uncontested board elections. [read post]
10 Jul 2023, 8:26 am
In its claims against Binance in the District of Columbia and Coinbase in the Southern District of New York, the SEC alleges that these platforms merge three functions typically separated in traditional securities markets: brokers, exchanges and clearing agencies. [read post]
15 Dec 2008, 5:08 am
Securities and Exchange Commission in 1999. [read post]
10 May 2007, 8:08 am
In that case, Attorney General Spitzer decided to bring certain charges against New York Stock Exchange chairman Richard Grasso because he received $187 million in compensation because - well . . . basically because Mr. [read post]
18 Aug 2019, 8:07 am
(CRD® #34171, New York, New York), Edwin Alberto Rodriguez (CRD #4710962, Bronx, New York) and Arthur J. [read post]
1 Oct 2008, 11:29 pm
[2] Press Release, Securities and Exchange Commission, SEC Halts Short Selling of Financial Stocks to Protect Investors and Markets (Sept. 19, 2008), [www.sec.gov] [read post]
17 Jan 2022, 8:04 am
Its common shares trades on the Tokyo stock exchange. [read post]
18 Aug 2009, 4:52 am
Defendant is organized under the laws of Canada, headquartered in England, and operates in several countries; 80% of the company’s stock is traded on the Toronto Stock Exchange (TSX), and 20% is traded on the New York Stock Exchange (NYSE). [read post]
16 May 2011, 9:47 am
He's also suing New York financier Vassilis Morfopoulos, who transferred the foundation's money to Gilliams. [read post]
24 May 2011, 5:00 am
See Exchange Act Release No. 53382 n. 64 (Feb. 27, 2006) (“The SIA and TBMA recommend that the NYSE be required to create greater structural separation by reducing or eliminating NYSE Group representation on the New York Stock Exchange LLC and NYSE Regulation boards and by permitting direct member representation on those boards. [read post]
29 Jul 2013, 4:17 am
Barmash involves a New York-based Delaware corporation called Energy Scorecards, Inc. [read post]
5 Oct 2009, 5:00 am
Katz, Secretary (1986-2006), United States Securites and Exchange Commission Edward S. [read post]
21 Feb 2010, 6:18 am
Securities and Exchange Commission. [read post]
6 Apr 2021, 9:08 pm
But New York has so far attracted few applicants, acquiring instead a reputation as a state with onerous regulatory hurdles. [read post]
29 Sep 2014, 3:40 am
The New York Experience In New York as in most other states, the statute providing oppressed minority shareholders with standing to seek judicial dissolution does not define oppressive conduct, which has been left to the courts to define. [read post]
