Search for: "ANGELO R. MOZILO"
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9 Jun 2021, 2:21 pm
For example, when the SEC brought civil enforcement charges against former Countrywide Financial CEO Angelo Mozilo in June 2009, a critical part of the agency’s allegations was that Mozilo had manipulated his Rule 10b5-1 trading plans to permit him to reap vast profits in trading his shares in company stock while he was aware of increasingly serious problem in the company’s mortgage portfolio. [read post]
13 Aug 2017, 2:46 pm
Arguably the highest profile example of a case in which the existence of a Rule 10b5-1 trading plan faced substantial scrutiny is the 2009 enforcement action that the SEC brought against former Countrywide Financial Angelo Mozilo. [read post]
10 Mar 2017, 12:00 pm
As reported in The New York Times, the Justice Department made the decision not to file a civil fraud case against Angelo R. [read post]
9 Jun 2016, 3:28 pm
For example, following the SEC enforcement action involving former Countrywide Angelo Mozilo, in which it emerged that Mozilo had secured enormous profits by executing trades pursuant to four overlapping trading plans, it was proposed that the Rule should be modified so that there is only a single plan, rather than multiple plans. [read post]
1 Jun 2015, 3:09 am
Most senior corporate executive have a general understanding of the importance to them of their corporate indemnification rights. [read post]
15 Jul 2012, 7:49 pm
In January 2008, after supervisors had repeatedly ignored his warnings, Lagow sent an email to Countrywide Chief Executive Officer Angelo Mozilo, according to the complaint. [read post]
10 Jul 2012, 4:27 pm
Cato's David Boaz today hits on one such example that Carney misses, Countrywide home loans: I was struck by this point in a Bloomberg report, about Countrywide CEO Angelo Mozilo’s close relationship with Fannie Mae chief executive Jim Johnson, former top aide to Vice President Walter Mondale and chairman of both the Brookings Institution and the Kennedy Center. [read post]
CULTURE OF CORRUPTION: “Countrywide Financial Corp. gave discount loans to former and current membe…
5 Jul 2012, 9:55 am
.” Plus, from Angelo Mozilo: “Don’t worry” about the credit score. [read post]
12 Apr 2012, 6:19 am
Even when the SEC gets the right guys—such as Countrywide Financial CEO Angelo Mozilo—they settle without any admission of wrongdoing. [read post]
9 Apr 2012, 3:49 pm
Grassley expressed anger that no criminal charges were brought by the DOJ Criminal Division against former Countrywide Financial CEO Angelo Mozilo. [read post]
16 Feb 2012, 7:45 pm
"Documents obtained by the committee show that former Countrywide Chief Executive Officer Angelo Mozilo personally referred government officials and other individuals positioned to benefit the company into the VIP program, known internally as 'Friends of Angelo,'" according to the letter. [read post]
20 Jan 2012, 7:44 am
Countrywide co-founder Angelo R. [read post]
24 Sep 2011, 8:30 am
The first in a two-part series, the article describes a corporate culture where it is highly possible that the only honest man was Angelo Mozilo, the embattled former CEO of Countrywide. [read post]
28 May 2011, 5:59 am
In the meantime, Countrywide, the mortgage firm led by Angelo Mozilo, partnered with Fannie in originating many of the mortgages Fannie packaged (26 percent in 2004) and gave “sweetheart” loans to politicians with power to affect Fannie, such as Sen. [read post]
6 May 2011, 4:51 pm
Meanwhile, the hedge fund managers at Bear Stearns were acquitted and federal prosecutors dropped the charges against Angelo R. [read post]
14 Apr 2011, 5:00 am
With Taggart, Rand was anticipating figures like Angelo Mozilo, the CEO of Countrywide Financial, the subprime lender that proved to be a toxic mortgage factory. [read post]
5 Apr 2011, 8:11 am
Ben described this as being somewhat similar to the Angelo Mozilo case, in which the former Countrywide CEO tried to shield himself by claiming that his well-timed sales were just a matter of his 10b5-1 plan. [read post]
31 Mar 2011, 12:46 am
That lender's former CEO, Angelo R. [read post]
26 Mar 2011, 11:42 am
LAWS, LIKE TAXES, ARE FOR THE LITTLE PEOPLE: Friends Of Angelo — and Angelo — skate while small fry go to jail. [read post]
27 Feb 2011, 5:29 am
FRIENDS OF ANGELO IN HIGH PLACES: Angelo Mozilo Skates. [read post]
