Search for: "Application of Prudential Securities Inc."
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3 Apr 2024, 9:03 pm
An important responsibility of many SEC staffers is to help the industry work through difficult regulatory issues, whether in the context of a new product filing, a broker-dealer application, a registration statement, an exemptive application, a request for no-action relief, or a query about the application of a rule to a unique set of facts and circumstances. [read post]
9 Sep 2009, 4:17 am
Houbigant, Inc. v Deloitte & Touche, 303 AD2d 92, 94-95 [2003] [accountant's audit "was a task performed pursuant to professional standards applicable in the context of any audit, and was not undertaken pursuant to any duty owed toward [plaintiff]"); LaSalle Natl. [read post]
8 Dec 2021, 5:00 am
To what degree should tradition, precedent, and prudential considerations inform our interpretation of text? [read post]
16 Jul 2017, 4:22 pm
Citimortgage, Inc., 814 F. [read post]
14 Sep 2017, 1:33 pm
See earlier post on Lucinda Vine and Kristy Pond v PLS Financial Services, Inc. and PLS Loan Store of Texas, Inc., No. 16-50847 (5th Cir. [read post]
20 Apr 2015, 5:04 am
Babbit Electronics, Inc. v. [read post]
24 Mar 2011, 5:19 am
McCarthy is the CEO of Beazer Homes USA, Inc. [read post]
18 Nov 2018, 7:12 pm
Prudential Ins. [read post]
18 Nov 2018, 7:12 pm
Prudential Ins. [read post]
12 Mar 2020, 8:07 am
Despite its extensive application by courts in the U.S. and elsewhere, however, there has been almost no Canadian judicial consideration of the act of state doctrine before Nevsun. [read post]
29 Jan 2020, 9:26 am
, MetLife Inc. and Prudential Financial Inc. [read post]
13 Jun 2017, 4:45 am
Sandoz Inc., the court held that provisions requiring disclosure of information by an applicant for a biosimilar license are not enforceable by an injunction in federal court, and that an applicant may provide notice of commercial marketing before obtaining a license. [read post]
10 May 2016, 4:21 pm
For the purposes of further refining such draft of judicial interpretation, improving the quality of judicial interpretation, accurately implementing the legislative intention, further prudentially addressing the practical issues concerning the application of the Company Law, effectively protecting the lawful rights and interests of companies, shareholders and other entities, and promoting the social and economic development, public opinions are hereby solicited through… [read post]
23 Sep 2018, 9:50 am
.; and/or (j) all claims arising from or relating directly or indirectly to the disclosure by us . . . of any non-public personal information about you.As security for the loans, the Borrowers provided postdated personal checks made out to Cash Biz for the amount of the loan plus a finance charge. [read post]
26 Mar 2018, 6:09 pm
.; and/or (j) all claims arising from or relating directly or indirectly to the disclosure by us . . . of any non-public personal information about you.As security for the loans, the Borrowers provided postdated personal checks made out to Cash Biz for the amount of the loan plus a finance charge. [read post]
29 Sep 2008, 12:00 pm
Inc., 38 AD3d 440 (1st Dept. 2007). [read post]
20 Dec 2018, 1:00 pm
” Justice Anthony Kennedy wrote for a five-justice majority on some issues in the case but secured only three votes for other issues. [read post]
4 Jun 2016, 8:23 am
Thus, the object of these provisions is to provide guidance to courts and litigants about the application of provisions of the Chinese Company Law. [read post]
8 Jun 2022, 11:03 am
Prudential Property & Casualty Insurance). [read post]
8 Jun 2022, 11:03 am
Prudential Property & Casualty Insurance). [read post]
