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8 Aug 2011, 4:25 am by Lawrence B. Ebert
The prosecuting law firm was Novak, Druce, and Quigg, which notes of the third named person: To further enhance our practice, Novak Druce was honored to have Donald J. [read post]
29 Dec 2011, 6:08 pm
As a local law firm that focuses on representing individuals in matters of personal injury and criminal defense, we know how to help. [read post]
21 Dec 2017, 12:08 pm by Adam Weinstein
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael McTigue (McTigue), in August 2017, was terminated by his employer ProEquities after the firm alleged that during a recent branch inspection of the firm discovered issues relating to (1) use of unapproved email address; (2) use of unapproved performance report; (3) customer signature discrepancies on firm paperwork; (4) frequent trading of mutual fund A… [read post]
28 May 2014, 2:30 pm
Unfortunately, Dodd-Frank and heighted SEC scrutiny also have led a branch manager and compliance officer to head for the exits rather than take on the uncompensated risk of being responsible for firm compliance. [read post]
18 Jan 2011, 6:48 pm by Mark Bennett
Gov’t Code § 81.011(a), says that the State Bar is “an administrative agency of the judicial branch of government. [read post]
23 Feb 2024, 1:25 pm by Yosi Yahoudai
The post Myths about Personal Injury Lawsuits: Separating Reality from Fiction appeared first on J&Y Law Firm. [read post]
22 Aug 2014, 8:27 am
Newport Coast has approximately 45 branch offices and 122 registered representatives. [read post]
20 Apr 2022, 12:42 pm by Silver Law Group
Silver Law Group represents investors in securities and investment fraud cases. [read post]
5 Aug 2009, 6:27 am
This transformation would certainly have advantages (beyond putting law firms out of business). [read post]
5 Aug 2009, 6:27 am
This transformation would certainly have advantages (beyond putting law firms out of business). [read post]
24 Mar 2017, 9:56 am by Blum Law Group
Black and his Firm Southeast Investments NC failed to comply with applicable securities laws by retaining business related emails and to establish, maintain and enforce, supervisory systems. [read post]
1 Dec 2017, 10:49 am by Alan S. Kaplinsky
In September, our Firm announced that, effective January 1, 2018, it will merge with the law firm of Lindquist & Vennum. [read post]
4 Oct 2023, 4:29 am by Andrew Lavoott Bluestone
Greenberg and Associates, P.C., a law firm, and its managing attorney, Neil H. [read post]
27 Jul 2021, 10:30 am by Catherine Reach
For law firms that are still using traditional or hybrid PBX systems it is time to think about upgrading to a cloud-based PBX. [read post]