Search for: "Brian Lynch" Results 21 - 40 of 164
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23 Aug 2019, 3:00 am by Jim Sedor
National/Federal Cherokee Nation Sending First-Ever Delegate to Congress Newsweek – K Thor Jensen | Published: 8/20/2019 The Cherokee Nation is appointing its first delegate to Congress. [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors Capital   Diehlman,… [read post]
2 Aug 2019, 3:00 am by Jim Sedor
District Court Judge Brian Morris ruled the agency did not give proper public notice before it stopped requiring social-welfare groups, labor unions, and business associations to identify donors contributing more than $5,000. [read post]
29 Jul 2019, 3:00 am by Jim Sedor
” by Laura Zornosa for Center for Public Integrity Elections National: “It’s Not Just the Russians Anymore as Iranians and Others Turn Up Disinformation Efforts Ahead of 2020 Vote” by Craig Timberg and Tony Romm (Washingtin Post) for MSN Ethics National: “Texts, Sex, Lies and Corruption: Here’s What Has Forced Governors Out of Office” by Adeel Hassan for New York Times National: “Meet the Man Who Created the Fake Presidential Seal – a Former… [read post]
12 Apr 2019, 8:22 am by Silver Law Group
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Grossman, Robert   David Lerner Associates, Inc   National Planning Corporation   Jacobowitz, Oded   Securities America, Inc   JP Morgan Securities LLC   James, Garland   Garden State Securities, Inc   Global Arena… [read post]
30 Jan 2019, 1:06 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Balas, Tami   SCF Securities, Inc   Klopp Agency   Bustamante, Ricardo   JP Morgan Securities LLC   Bustamante Family Legacy, LLC   Coffey, Brian… [read post]
3 Jan 2019, 5:48 am by Silver Law Group
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS    Albin, William   Waddell & Reed   Metlife Securities Inc   Allen, David   Avenir Financial Group   Gunnallen Financial, Inc   Boupon, Kean   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith… [read post]
18 Dec 2018, 11:12 am by Silver Law Group
  First Southwest   Michael Giokas   Fortune Financial Services, Inc   Comprehensive Asset Management and Servicing   Travis Marks   Wells Fargo Advisors, LLC   JP Morgan Securities LLC   Richard Minichino   Next Financial Group, Inc   Wunderlich Securities, Inc   Thomas Park   Merrill Lynch, Pierce, Fenner & Smith Inc   Wells Fargo Clearing Services, LLC   Brian Roth   The Benchmark Company, LLC… [read post]
18 Dec 2018, 11:03 am by Silver Law Group
  Pro-Integrity Securities, Inc   Makiaha Evans   Brendan Feitelberg   United Planners’ Financial Services of America   LPL Financial LLC   Edgar Guzman-Gonzalez   JP Morgan Securities LLC   Mario Jimenez   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America, N. [read post]
13 Sep 2018, 12:40 pm by Bob Ambrogi
LexBlog founder and CEO Kevin O’Keefe also wrote about the launch this week, and, as he points out, the heavy lifting on the design, development and tech side of this project was carried out by a team that included product development head Jared Sulzdorf, WordPress wizard Scott Fennell, web developer Angelo Carosio, art director Brian Biddle and CTO Joshua Lynch. [read post]
8 Aug 2018, 12:53 pm by Fitapelli Kurta
Anastos Windsor Street Capital n/a 4 months Kelly Marvin Barnett FSC Securities Corporation $15,000 6 months Andrew Lee Denney LPL Financial Network $5,000 12 months Francisco Jose Ortiz Brickell Global Markets $5,000 1 month Joshua David Stamm Merrill Lynch $5,000 6 months Zachary Stuart Brodt First Financial Equity Corporation $10,000 3 months Fuad Saad Habba Morgan Stanley $5,000 3 months Peter David Holler Securities Service Network $10,000 2 years Lawrence Eugene Murphy International… [read post]
2 May 2018, 3:58 am by Dan Harris
Governor Kleefisch International Logistics and Foreign Trade Zones: Jazmine Jurkiewicz – Port of Milwaukee and Brian Shea – M.E. [read post]
23 Apr 2018, 1:20 am by Kevin LaCroix
In the following guest post, Doug Greene, Jessie Gabriel, Marco Molina, and Brian Song of the Baker & Hostetler law firm take a comprehensive look at the decision, including its context and significance. [read post]
9 Mar 2018, 8:14 am by Fitapelli Kurta
    Name Current/Former Employers Jermaine Doral Joseph PFS Investments Kenneth Stewart Tyrrell Cary Street Partners Charles Henry Frieda Wells Fargo Clearing Services Charles Bernard Lynch Jr. [read post]
9 Jan 2018, 8:36 am by Michael Markarian
As we begin the second session of the 115th Congress, let’s take a moment to look back at the highs and lows from the first session. [read post]
9 Jan 2018, 7:14 am by Fitapelli Kurta
Brian Zardavets has spent 20 years in the securities industry and has been registered with Questar Capital Corporation in Ponte Vedra, Florida since 2009. [read post]