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19 Dec 2012, 5:00 am
” Robert Khuzami, Director of the SEC’s Enforcement Division Sources: Another Hedge Fund Nailed for ‘No Skin in the Game‘ by Bruce Carton in Compliance Week SEC Charges Connecticut-Based Adviser for “Skin in the Game” Misstatements About CDOs SEC Order: Joseph A. [read post]
25 Oct 2012, 9:01 pm
Bruce Carton at Securities Docket noted on Twitter yesterday that Fortune has a slideshow on “the best advice I ever got. [read post]
19 Oct 2012, 6:50 am
Bruce Carton organized an excellent day of panels devoted to a number of securities enforcement topics. [read post]
5 Sep 2012, 11:11 pm
Posted by Bruce Carton at Legal Blog Watch, who got it from the Legal Writing Prof Blog. [read post]
21 Aug 2012, 6:00 am
Of such fiscal follies are financial implosions made, and American states and cities have made several cartons’ worth. [read post]
13 Jun 2012, 5:49 pm
Full marks to Bruce Carton over at Legal Blog Watch for summarizing this bullet list of law-oriented applicants: .attorney .blog (requested by nine applicants) .corp (requested by six applicants) .gmbh (requested by four applicants) .inc (requested by 11 applicants) .law (requested by five applicants) .lawyer (requested by two applicants) .legal (requested by two applicants) .llc (requested by nine applicants) .llp (requested by four applicants) .ltd (requested by seven… [read post]
8 Jun 2012, 5:00 am
Dirty Dozen: Lawyer Receives Longest-Ever Sentence for Insider Trading by Bruce Carton in Compliance Week’s Enforcement Action Unlike Raj Rajaratnam, attorney Matthew Kluger was not a billionaire hedge fund founder. [read post]
1 Jun 2012, 5:06 am
A Billion Dollars by Bruce Carton in Compliance Week’s Enforcement Action Yes, Sean Parker’s character (played by Justin Timberlake) uttered that memorable line in The Social Network, but you know who else might be saying that soon? [read post]
30 May 2012, 6:28 am
(Apologies to Bruce Carton, whose "You Can't Do That On A Plane:" series is always entertaining). [read post]
30 May 2012, 5:32 am
Not Unique in Government’s Level of Access to Cloud Data—Hogan Lovells’ Christopher Wolf – bit.ly/JyVO0N (@LXBN TV) Technology and Tactics 7 Ways to Build Credibility During Government FCPA Investigations - bit.ly/LuuoYv (Catherine Dunn) 10 Steps for Responding to a Corporate Data Security Breach – bit.ly/KWtLvW (David Fagan, Stephen Satterfiled) A Primer on How to Create A Sound Social Media Policy – onforb.es/KLTc3n (Barry Murphy) A… [read post]
29 May 2012, 4:29 am
Bruce Carton probably gets a bunch of press releases and tips every day from people who want him to take notice of their incredibly important bloggy news, and promote the living crap out of them. [read post]
23 May 2012, 10:57 pm
I agree with this post by Bruce Carton. [read post]
21 May 2012, 9:10 pm
[Bedard, DC Examiner; earlier; recent Heritage Foundation work; reworded to reflect comment from "Density Duck," below] Contributors to new “Privatization Blog” include friend of this blog Coyote, e.g. here and here; “Big Government Causes Hyper-Partisanship in the Judicial Appointment Process” [Ilya Shapiro] Fuels Culture War, too: “The faster the state expands, the more likely it is to violate your values” [Matt Welch] Demagogy on expatriates:… [read post]
18 May 2012, 5:00 am
” At the SEC, Investigations About Investigators Who Investigate Other Investigators by Bruce Carton in Compliance Week David Kotz, the former SEC Inspector General, departed the agency in January 2012 to rejoin the private sector, and it seemed as if this surge of “investigations of investigations” had ended. [read post]
2 May 2012, 5:52 am
Georgetown Law Rolls Out the ‘Law Firm Pronunciation Guide - bit.ly/KoaqON (Bruce Carton) Global Aerospace Inc. v. [read post]
30 Apr 2012, 10:33 am
Bruce Carton at Legal Blog Watch noticed that the trial of accused murderer Joshua Monson is going forward despite his best efforts to derail it by poking three successive lawyers with some sort of writing implement. [read post]
15 Apr 2012, 6:12 pm
United Commercial Bank / John Cinderey The second case received far less hoopla, and was first publicly noticed by Bruce Carton at Securities Docket, as far as I can tell. [read post]
2 Apr 2012, 5:11 am
Over at Legal Blog Watch, Bruce Carton brainstorms some additional warning labels for legal education: WARNING: Go to law school, and a disproportionate number of your friends may be lawyers. [read post]
28 Mar 2012, 6:38 pm
Update #2 (3/31/12): At Legal Blog Watch, Bruce Carton made some additional suggestions. [read post]
21 Mar 2012, 4:34 am
bit.ly/FWtm4w (OpenText) New Interest in Hacking as Threat to Security – http://nyti.ms/x7UbZ4 (Micheal Schmidt) Non-Facebook Timelines For The Ages | @Forbes - http://onforb.es/GCUc5d (Ben Kerschberg) Plaintiffs File Scathing Reply Brief in Ongoing Da Silva Moore Predictive Coding Battle – bit.ly/GE6wmM (Matthew Nelson) Records and Information Management and Retention | Venable LLP - http://bit.ly/xTTR9t (Warren Hamel, Victoria Danta) States… [read post]
