Search for: "CITIGROUP GLOBAL MARKETS, INC., a New York corporation"
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20 Aug 2007, 8:13 pm
Richard Gomes, SVP Corporate IT Risk Management Policy, Worldwide Records Managment Program , CITIGROUP GLOBAL MARKETS. [read post]
28 Oct 2011, 9:43 am
On Thursday, October 27, 2011, New York federal Judge Jed Rakoff issued an Order in the SEC's case against Citigroup Global Markets, Inc. [read post]
25 May 2007, 6:21 am
Richard Gomes, SVP Corporate IT Risk Management Policy, Worldwide Records Managment Program , CITIGROUP GLOBAL MARKETS. [read post]
1 May 2015, 12:01 pm
Shafranek had been employed with First United Equities Corporation in New York, New York, Citicorp Investment Services in Long Island City, New York, and Banc One Securities Corporation in Chicago, Illinois. [read post]
12 Jun 2014, 5:00 am
Citigroup Global Markets, Inc., 827 F.Supp.2d 328, 335 (S.D.N.Y., Nov. 28, 2011)). [read post]
12 Oct 2009, 12:38 pm
Recently, New York Attorney General Cuomo filed suit against Charles Schwab & Co., Inc., whose founder, Charles Schwab lashed out in protest. [read post]
29 May 2012, 6:05 pm
Citigroup Global Markets Inc. [read post]
18 Jan 2010, 1:02 pm
Two months ago we reported that Citigroup Global Markets, Inc. had asked a New York court to dismiss a $72 million lawsuit filed against it by KV Pharmaceutical Co. [read post]
1 Sep 2023, 6:07 am
He was previously employed by Morgan Stanley (CRD# 149777), Citigroup Global Markets Inc. [read post]
4 Sep 2014, 10:46 am
(“CGMI”), a New York corporation. [read post]
4 Jun 2015, 11:30 am
Previously, she was Managing Director and Head of Environmental Banking Strategy for Citigroup Global Markets, and served on the National Security Council at The White House as Director of European Economic Affairs and European Union Relations, as well as various senior advisory roles within the U.S. [read post]
4 Jun 2015, 11:30 am
Previously, she was Managing Director and Head of Environmental Banking Strategy for Citigroup Global Markets, and served on the National Security Council at The White House as Director of European Economic Affairs and European Union Relations, as well as various senior advisory roles within the U.S. [read post]
14 Jul 2014, 5:33 am
Attorney’s Offices for the Eastern District of New York and the District of Colorado conducted investigations into Citigroup’s practices related to the sale and issuance of RMBS between 2006 and 2007 [read post]
24 Feb 2011, 7:23 am
According to the report, Chairman Bair admitted: “We were told by the New York Fed that problems would occur in the global markets if Citi were to fail. [read post]
15 Nov 2011, 8:14 am
Recent issues which have appeared in the news include the SEC's case against Citigroup Global Markets, Inc. and Judge Rakoff's probing questions about the proposed settlement (which has not yet been approved), as well as several events regarding the SEC's investigative techniques. [read post]
22 Jan 2021, 12:13 pm
His previous employers include Morgan Stanley Smith Barney (CRD#:149777) and Citigroup Global Markets Inc. [read post]
27 Dec 2021, 7:12 am
Citigroup Global Markets Inc. [read post]
1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
24 Jun 2016, 1:55 pm
DiVenuto was employed by Citigroup Global Markets, Inc. from 1994 to 2009, according to BrokerCheck. [read post]
20 Sep 2011, 6:36 am
., a former investment banker at Citigroup Global Markets Inc. in New York; Maher Kara's brother, Mounir Fayez Kara, also known as Michael F. [read post]
