Search for: "CITIGROUP GLOBAL CAPITAL MARKETS INC."
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4 Jun 2015, 11:30 am
Previously, she was Managing Director and Head of Environmental Banking Strategy for Citigroup Global Markets, and served on the National Security Council at The White House as Director of European Economic Affairs and European Union Relations, as well as various senior advisory roles within the U.S. [read post]
4 Jun 2015, 11:30 am
Previously, she was Managing Director and Head of Environmental Banking Strategy for Citigroup Global Markets, and served on the National Security Council at The White House as Director of European Economic Affairs and European Union Relations, as well as various senior advisory roles within the U.S. [read post]
7 Jul 2021, 1:51 pm
According to FINRA Disciplinary actions for June 2021, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Gina Adly MML Investors Services, LLC NYLife Securities LLC Patrick Carberry AXA Advisors, LLC NYLife Securities LLC Roy Cederfranco Morgan Stanley Citigroup Global Markets… [read post]
20 Mar 2014, 9:54 am
Hairfield IRA: $54,100.00. 12-03280 Michael and Germayne Tizzano Money Concepts Capital Corp. and Craig Alan Sutherland Respondents Money Concepts Capital Corp. and Craig Alan Sutherland are jointly and severally liable for and shall pay to Claimants, Michael and Germayne Tizzano, the sum of $10,322.00 in compensatory damages. 12-01093 Stephen Picarello, on behalf of Katherine Montesano Citigroup Global Markets, Inc. and Lauro Santos Reyes… [read post]
22 Sep 2014, 10:37 am
Supp. 2d 435 (S.D.N.Y. 2013); Citigroup Global Mkts. [read post]
8 Jan 2010, 7:46 am
The decade's biggest invisible stories As posted in the previous parts 2003: Explosion in Credit Default Swaps (CDSs) in force 2003: Issuance of FIN 46 2002: The global yield starvation 2001: The dematerialization of capital 2000: David Li publishes On Default Correlation: A Copula Function Approach 1999: Franklin Raines succeeds Jim Johnson at Fannie Mae For what it's worth, I called the market top, and with the right indicator, namely subprime default rates… [read post]
26 Aug 2014, 10:13 am
Citigroup Global Markets Inc.Case number: 11-cv-07387 (United States District Court for the Southern District of New York)Case filed: October 19, 2011Qualifying Judgment/Order: August 5, 2014 08/21/2014 11/19/2014 2014-84 SEC v. [read post]
1 May 2014, 6:40 am
Claimant(s) Respondent(s) Award of Panel 13-00144 RBC Capital Markets LLC Thomas Alexander Hand (1) Respondent to pay Claimant compensatory damages of $237,326.00; (2) Claimant to pay Respondent compensatory damages of $40,000.00. [read post]
21 Jan 2022, 2:17 pm
In this matter, initiated by a whistleblower under New Mexico’s Fraud Against Taxpayer’s Act, New Mexico secured a settlement with Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. [read post]
21 Jan 2022, 2:17 pm
In this matter, initiated by a whistleblower under New Mexico’s Fraud Against Taxpayer’s Act, New Mexico secured a settlement with Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. [read post]
15 Jun 2012, 11:30 am
In a Motion to Suppress and a Motion to Dismiss, the defendants raised issues regarding DOJ's relationship with Control Components, Inc. [read post]
28 Jan 2021, 9:34 am
Among the institutions on the pilot list are major banks like Capital One Financial Corp., Citigroup Inc., Goldman Sachs Group Inc., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
18 Apr 2024, 9:01 pm
If you are rushing to make claims about using AI in your investment processes to capitalize on growing investor interest, stop. [read post]
29 Oct 2020, 7:36 am
Central Bank Digital Currencies Have the Power to Upend Global FinanceCoinTelegraph – October 26, 2020 Central bank digital currencies will fundamentally change our conceptions of money and its uses. [read post]
19 Oct 2009, 6:14 am
The Board of Directors of the Company has received the opinion of Citigroup Global Markets Inc., dated as of the date of this Agreement, to the effect that, as of such date, the Class A Merger Consideration is fair, from a financial point of view, to the holders of shares of Company Class A Common Stock (other than those holders who are also holders of Company Class B Common Stock and their Affiliates). [read post]
30 Nov 2011, 2:15 pm
S&P said that it was applying some new standards to its rating methodology that “focus on how institutions manage their businesses under market and economic stress. [read post]
4 Feb 2019, 6:28 am
Mattress Firm Inc. [read post]
5 Apr 2009, 1:26 pm
Introduction What began in late 2006 as a disruption in the market for subprime mortgage-backed securities, collateralized mortgage obligations (”CMOs”), and collateralized debt obligations (”CDOs”) has metastasized into a global financial crisis that has plunged much of the world into recession and brought down some of the world’s largest financial institutions. [read post]
26 Feb 2007, 3:36 pm
GS Capital Partners, Lehman Brothers, Citigroup and Morgan Stanley intend to be equity investors at closing. [read post]
18 Feb 2021, 9:15 am
COMCO is investigating whether Mastercard is abusing its dominant position in the market. [read post]
