Search for: "Commodity Futures Trading Commission"
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6 May 2024, 8:39 am
By the early 1990s, digital registries such as the Art Loss Register (ALR) and commissions like the Commission for Art Recovery were established worldwide, specifically focusing on the identification of stolen artworks. [read post]
1 May 2024, 7:59 am
Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS). [read post]
1 May 2024, 6:30 am
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. [read post]
1 May 2024, 6:30 am
The US Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”) have overhauled Form PF and private fund managers have until March 12, 2025, to begin reporting on the new Form. [read post]
25 Apr 2024, 1:59 pm
The Commodity Futures Trading Commission (CFTC) has contacted several of the United States’ largest financial institutions to… The post CFTC Scrutinizes Financial Institutions’ Employee Agreements for Any Language that Deters Whistleblowers appeared first on TZ Legal - Fraud Fighters. [read post]
25 Apr 2024, 11:36 am
” The points raised by Lee echo those made by National Whistleblower Center (NWC), which has sent letters to the DOJ urging them to follow the model of the Dodd-Frank Act whistleblower programs at the SEC and Commodity Futures Trading Commission (CFTC). [read post]
25 Apr 2024, 6:32 am
As DOJ considers how best to construct this new program, it fortunately has a model of success to consider in the programs created under Dodd-Frank at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
25 Apr 2024, 6:32 am
As DOJ considers how best to construct this new program, it fortunately has a model of success to consider in the programs created under Dodd-Frank at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
24 Apr 2024, 12:17 pm
Commodity Futures Trading Commission (CFTC) has contacted a number of major banks requesting non-disclosure agreements used in their swaps and clearing businesses to see whether they restrict whistleblowing, according to reporting by Bloomberg. [read post]
22 Apr 2024, 10:49 am
In June 2023, the Commodities Futures Trading Commission (CFTC) issued an alert for whistleblowers to be on the lookout for… The post What the CFTC Carbon Market Fraud Alert Means for Whistleblowers appeared first on TZ Legal - Fraud Fighters. [read post]
19 Apr 2024, 2:45 pm
The energy and commodities trading holding company held $63.4 billion in assets before its stocks tanked. [read post]
19 Apr 2024, 9:27 am
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
18 Apr 2024, 12:52 pm
The Commodity Futures Trading Commission (CFTC) released preliminary guidance regarding the trading of voluntary carbon credits on designated contract markets. [read post]
16 Apr 2024, 12:03 pm
And it would allow consumers to universally opt-out of the collection of their personal data from brokers, using a registry maintained by the Federal Trade Commission. [read post]
16 Apr 2024, 8:47 am
They are thus urging the DOJ to model its program after the Dodd-Frank Act’s programs at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
12 Apr 2024, 8:44 am
The Commodity Futures Trading Commission (CFTC) announced that they are awarding $1.25 million to a whistleblower who… The post Wait for it: CFTC Awards $1.25 Million to Whistleblower Under New 120-Day Safe Harbor Provision appeared first on TZ Legal - Fraud Fighters. [read post]
8 Apr 2024, 3:10 am
The details for the reporting records of transactions entered into, concluded, or executed on OMPs, including the specific arrangements for ensuring effective data reporting are to be set out by the European Commission in an implementing act. [read post]
4 Apr 2024, 8:57 am
On March 22, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a $7 million enforcement action taken against the U.S. [read post]
1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
1 Apr 2024, 12:05 pm
On March 14, the Commodity Futures Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
