Search for: "Credit Suisse (USA), Inc."
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23 Jan 2008, 7:27 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007); post here. [read post]
22 May 2014, 10:51 am
Credit Suisse Sec. [read post]
22 Mar 2007, 5:34 am
Credit Suisse First Boston (USA), Inc., 2007 WL 816518 (5th Cir. [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former… [read post]
5 Oct 2018, 8:25 am
Credit Suisse Agrees to Pay $10 Million to Settle Charges Related to Handling of Retail Customer OrdersCredit Suisse Securities (USA) LLC has agreed to settle charges brought by the SEC and the Office of the New York Attorney General regarding material misrepresentations and omissions made in connection with its now-closed Retail Execution Services (RES) business’ handling of certain customer orders.SEC Charges LendingClub Asset Management and Former… [read post]
28 Mar 2008, 4:17 pm
``The law had an unintended consequence of taking away a relief valve that mortgage borrowers used to have,'' said Rod Dubitsky, head of asset-backed research for Credit Suisse Holdings USA Inc. in New York. [read post]
5 Mar 2021, 1:45 pm
Trinko, LLP, and Credit Suisse Securities (USA) LLC v. [read post]
13 Jul 2007, 3:18 pm
AT&T Corp. -- application of patent law to imports of Windows Credit Suisse Securities (USA) LLC v. [read post]
2 Feb 2015, 7:01 am
., Credit Suisse Securities (USA) LLC, Countrywide Financial Inc., Deutsche Bank Securities, Inc. and other banks concerning 229 RMBS transactions. [read post]
19 Mar 2007, 3:26 pm
Credit Suisse First Boston (USA), Inc., No. 06-20856 (5th Cir. [read post]
27 Jun 2011, 8:41 am
In addition to the cases listed below, the Court also granted cert. in No. 10-1261, Credit Suisse Securities LLC v. [read post]
11 Nov 2022, 9:28 am
According to FINRA Disciplinary actions for October 2022, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Todd Kalish Park Edge Advisors, LLC McDonald Partners LLC Nicolas Lumermann Morgan Stanley Credit Suisse Securities (USA) LLC Jeff McElroy BOK Financial Securities, Inc. [read post]
4 Sep 2011, 2:05 pm
Credit Suisse Holdings (USA), Inc. 7. [read post]
9 May 2018, 2:15 pm
Credit Suisse Secs. [read post]
22 Mar 2007, 5:08 am
Credit Suisse First Boston (USA), Inc., ___ F.3d ___ (5th Cir. [read post]
11 Apr 2007, 11:00 am
Defendants in the petition include Credit Suisse First Boston LLC, Pershing LLC, Merrill Lynch Pierce Fenner & Smith Inc., Credit Suisse First Boston (USA) Inc., Merrill Lynch & Co., Barclays Capital Inc., Barclays Bank PLC, and Barclays PLC. [read post]
9 Mar 2011, 12:15 pm
[5] Credit Suisse Securities (USA) LLC v. [read post]
16 Aug 2012, 5:46 pm
Credit Suisse Group AG et al (NTN) [read post]
15 Jan 2008, 8:02 am
Credit Suisse First Boston (USA), Inc., 482 F.3d 372 (5th Cir. 2007), which turned on the "deceptive act" element instead of reliance. [read post]
