Search for: "Credit Suisse Group, AG"
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17 Dec 2009, 5:12 am
The Credit Suisse Group has reached a settlement with U.S. authorities related to U.S. dollar payments involving parties subject to U.S. sanctions. [read post]
25 Mar 2020, 9:11 am
The post Credit Suisse ETN (AMJL) Mandatory Redemption on March 9, 2020 appeared first on The White Law Group. [read post]
15 Feb 2012, 10:17 pm
” And yet, that is precisely what Credit Suisse’s global head of structured products, Mr. [read post]
7 Apr 2020, 9:27 am
The post Credit Suisse VelocityShares Daily 3X Inverse Crude (DWTIF) Total Losses appeared first on The White Law Group. [read post]
25 Nov 2015, 8:24 am
The White Law Group is specifically looking at the following CREDIT SUISSE structured notes: CREDIT SUISSE Structured Notes tied to Crude Oil CREDIT SUISSE Structured Notes tied to Steel CREDIT SUISSE Structured Notes tied to Copper CREDIT SUISSE Structured Notes tied to Nickel CREDIT SUISSE Structured Notes tied to Natural Gas CREDIT SUISSE Structured Notes tied to… [read post]
11 Dec 2015, 10:35 am
According to its website, the Credit Suisse X-Links Cushing MLP Infrastructure ETNs (such exchange traded notes, the “ETNs”) are senior, unsecured debt securities issued by Credit Suisse AG (“Credit Suisse”), acting through its Nassau Branch, that are linked to the return of the (the “Index”). [read post]
5 Jul 2018, 6:10 am
Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)https://www.justice.gov/usao-edny/pr/credit-suisse-s-investment-bank-hong-kong-agrees-pay-47-million-criminal-penalty-hiringFederal prosecutors alleged that between 2007 and 2013, several senior managers of in the Asia Pacific (APAC) region of Credit Suisse (Hong Kong)… [read post]
23 Nov 2015, 11:22 am
The White Law Group is investigating the liability that brokerage firms may have for recommending the CREDIT SUISSE structured notes tied to oil. [read post]
Judge Gives Lower Sentence to Former Credit Suisse Broker Convicted of Auction-Rate Securities Fraud
29 Jan 2010, 10:32 pm
Eric Butler, a former Credit Suisse Group AG broker, has been sentenced to five years in prison for securities fraud. [read post]
6 Jul 2018, 10:32 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singerhttp://www.rrbdlaw.com/4062/securities-industry-commentator/In today’s Securities Industry Commentator feed:Credit Suisse’s Investment Bank in Hong Kong Agrees to Pay $47 Million Criminal Penalty for Hiring Scheme That Violated the Foreign Corrupt Practices Act (DOJ Press Release)Federal prosecutors alleged that between 2007 and 2013, several senior managers… [read post]
19 Dec 2008, 8:12 pm
Bloomberg reports the investment bank Credit Suisse Group AG has set its end-of-year bonuses in a particularly innovative (and worthwhile) fashion. [read post]
12 Feb 2011, 4:21 pm
Tzolov Related Web Posts: Judge Gives Lower Sentence to Former Credit Suisse Broker Convicted of Auction-Rate Securities Fraud, Stockbroker Fraud Blog, January 30, 2010 Will Two Former Credit Suisse Group AG Brokers Convicted of Securities Fraud Get More Lenient Sentences Because of Industry’s “Culture of Corruption? [read post]
1 Mar 2011, 7:17 am
NEW YORK—Four managers and bankers at Credit Suisse Group AG have been charged with conspiring with other Swiss bankers to help U.S. customers use secret accounts to evade income tax, the Justice Department and the Internal Revenue Service announced Feb. 23 (United States v. [read post]
21 Aug 2009, 2:19 pm
A federal judge says that when sentencing former Credit Suisse Group AG brokers Eric Butler and Julian Tzolov, he will consider the fact that they committed their securities fraud crimes while working in the securities industry's "culture of corruption. [read post]
7 Feb 2012, 5:31 pm
Attorney and FBI Assistant Director in Charge Announce Charges Against Two Former Credit Suisse Managing Directors and Vice President for Fraudulently Inflating Subprime Mortgage-Related Bond Prices in Trading Book, FBI, February 2012 SEC Charges Former Credit Suisse Investment Bankers in Subprime Bond Pricing Scheme, SEC, February 1, 2012 More Blog Posts: District Court in Texas Decides that Credit Suisse Securities Doesn’t Have to pay… [read post]
19 Apr 2020, 8:38 am
” “Credit Suisse continues to be dogged by the scandal that erupted after it spied on star banker Iqbal Khan who was leaving for rival UBS Group AG. [read post]
13 Jun 2016, 6:49 am
On June 8, 2016, the Federal Reserve Board and the Federal Deposit Insurance Corporation extended the deadline for Barclays PLC, Credit Suisse Group, Deutsche Bank AG, and UBS to present their upcoming resolution plans to July 1, 2017, as a result of these entities engaging in restructuring in order to be in “compliance with the Federal Reserve Board’s Intermediate Holding Company (IHC) requirement[.] [read post]
17 Dec 2009, 6:10 am
Now, comes word that AG Eric Holder has gone after Zurich-based Credit Suisse Group. [read post]
23 Jul 2009, 2:02 pm
http://www.reuters.com/article/domesticNews/idUSTRE56M69I20090723By Grant McCool NEW YORK (Reuters) - In the opening of one of the first fraud trials arising from the credit crunch, a U.S. prosecutor accused a former Credit Suisse Group AG broker of lying to clients about auction rate securities deals and the defense emphasized the collapse of the market. [read post]
27 Apr 2011, 11:21 am
Credit Suisse Group AG, Bank of America Corporation, J.P. [read post]
