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2 Apr 2024, 9:38 am by Evangelina Cantu
DiPietro, an attorney in the Spencer Fane Phoenix, Arizona office. [read post]
28 Mar 2024, 6:00 am by Evangelina Cantu
DiPietro, an attorney in the Spencer Fane Phoenix, Arizona office. [read post]
20 Feb 2024, 5:39 pm by Tom Kosakowski
She supplements the work Robin DiPietro, who has became USC's Faculty Ombuds last summer.Pease comes to the position from Oregon State University, where she was an Associate Ombuds in 2023 and Faculty Ombuds from 2016 to 2020. [read post]
29 Dec 2020, 8:21 am by Peter S. Lubin and Patrick Austermuehle
The plaintiff, Rita DiPietro began working for GATX Corporation, a Chicago-based equipment finance company, in July 2016 as a customer service representative. [read post]
  Continue Reading › The post Pinnacle Investments Broker Paul DiPietro Faces New Securities Fraud Claims appeared first on Investor Lawyers Blog. [read post]
2 Dec 2019, 7:52 am by Joel R. Brandes
December 1, 2019New Website for LawyersTrial of a New York Matrimonial and Custody Action (www.nysdivorce.net)  deals with the trial of a New York matrimonial and custody action. [read post]
23 Jul 2019, 11:03 am by Matthew Guariglia
Customs and Border Protection (CBP), Austin Gould of the Transportation Security Administration (TSA), Joseph DiPietro of the Secret Service, and Charles Romine from the National Institute of Standards and Technology (NIST) argued that face recognition and biometric surveillance is safe, regulated, and essential for the purposes of keeping airports and U.S. borders secure. [read post]
8 Jul 2019, 8:39 am by Vishnu Kannan
DiPietro, Chief Technology Officer, United States Secret Service; and Charles H. [read post]
21 Dec 2018, 1:06 pm by Staff Attorney
An examination of DiPietro’s employment history reveals that DiPietro moves from troubled firm to troubled firm. [read post]
17 Aug 2018, 6:01 am by Doug Cornelius
[More…] The Summer of Ben DiPietro by Tom Fox in FCPA Compliance & Ethics Last week Ben DiPietro announced his retirement from the Wall Street Journal (WSJ) Risk and Compliance Journal via Twitter. [read post]
27 Jun 2018, 6:05 am by Doug Cornelius
Gorman in SEC Actions The Morning Risk Report: Ruling on SEC Judges Creates Uncertainty by Ben DiPietro Supreme Court Tells SEC to Appoint ALJs (Even Though SEC Already Did) by Gregory Morvillo Supreme Court Provides One Answer about SEC Administrative Law Judges, but Leaves Many Questions Supreme Court Holds SEC’s Past Hiring of Administrative Judges Unconstitutional [read post]
17 Apr 2018, 5:00 am by Leandra Lederman
Left to right: Len Burman, Tim Riffle, Leandra Lederman, Karen Ward, Frank DiPietro, Brad HeimBy: Leandra Lederman On April 5, the Indiana University Maurer School of Law’s Tax Policy Colloquium welcomed Len Burman from Syracuse University and the Urban Institute/Tax Policy Center, who presented “The Rising Tide Wage Credit. [read post]
6 Mar 2018, 8:07 am by Silver Law Group
According to FINRA Disciplinary actions for February 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Patrick John Auckland   TIAA-CREF Individual & Institutional Services, LLC   Morgan Stanley   Michael Albert DiPietro   Transamerica Financial Advisors, Inc. [read post]
9 Feb 2018, 6:00 am by Doug Cornelius
Asset Managers Show Less Concern About Compliance by Ben DiPietro More than three-quarters of respondents said the reduced regulatory concern meant compliance issues are not as significant as they were in the past; 52% said they are more focused on reputational risk the last six months than regulatory risk. [read post]
20 Oct 2017, 6:00 am by Doug Cornelius
by Ben DiPietro in the WSJ.com’s Risk & Compliance Journal A board of directors can make a difference in its organization’s compliance program by making sure the compliance function has autonomy, has stature within the C-suite and by making sure board members are informed about what is happening in compliance and why it matters to the business, said Erica Salmon Byrne, executive vice president and executive director of business ethics advocacy group Ethisphere… [read post]
29 Sep 2017, 3:25 pm by Daily Record Staff
Stephanie Baker, Auburn Bell, David DiPietro, Robert Kasdin and Barry Williams have joined The Y in Central Maryland’s volunteer board of directors. [read post]