Search for: "Department of Professional and Financial Regulation"
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18 Dec 2023, 2:48 pm
Switching to/from SEC Regulation. [read post]
15 Dec 2023, 4:17 am
Filed in September, the putative class action accuses the trio of obscuring Disco’s financial struggles leading investors astray. [read post]
14 Dec 2023, 10:36 am
As legal professionals, understanding generative AI is crucial because of its potential to transform various facets of the legal process, from research and drafting to client interactions. [read post]
13 Dec 2023, 3:06 pm
An investor may have a claim for damages against a financial professional even if they did not intend to defraud the investor. [read post]
11 Dec 2023, 8:33 pm
”[16] However, the experience of the New York State Department of Health (NYSDOH) should serve as a cautionary tale. [read post]
11 Dec 2023, 2:01 pm
Applicant would not gain any immediate benefit or financial gain by returning to Israel. [read post]
8 Dec 2023, 10:02 am
Department of Health and Human Services Breach Portal. [read post]
6 Dec 2023, 6:41 am
Department of the Treasury (‘FinCEN’). [read post]
6 Dec 2023, 6:05 am
In 2017, former President Donald Trump directed his White House Counsel Don McGahn to pressure then-Attorney General Jeff Sessions to avoid recusing himself from overseeing the Department of Justice’s investigation of Russian interference in the 2016 presidential election. [read post]
6 Dec 2023, 3:15 am
Different regions offer unique educational and professional landscapes. [read post]
6 Dec 2023, 3:15 am
Different regions offer unique educational and professional landscapes. [read post]
4 Dec 2023, 2:29 pm
NY Regulators Secure $1 Million Settlement in Cyber Action Against First American Title Insurance CompanyIn a Press Release dated November 28, 2023, New York State Department of Financial Services Superintendent Adrienne Harris announced a Consent Order entered into by the Department related to a May 2019 data breach at…↓ READ MORE ↓ ICI Member LOG IN or SUBSCRIBE today! [read post]
1 Dec 2023, 8:00 am
Remember that consulting with legal professionals and the Idaho Department of Insurance can provide valuable support and guidance during this challenging process. [read post]
1 Dec 2023, 2:11 am
Legal professionals can offer invaluable support and guidance through this challenging process. [read post]
30 Nov 2023, 11:58 am
In Illinois, each profession has its own regulatory board within the Illinois Department of Financial and Professional Regulation (IDFPR) that is responsible for establishing rules and regulations specific to that field. [read post]
29 Nov 2023, 9:04 am
”Large entities “will likely need a department of compliance personnel with a variety of skills and expertise to implement and monitor the organization’s compliance program and address its manifold compliance needs. [read post]
28 Nov 2023, 9:03 am
This section also provides you with useful contact information so that you can report to your financial professional any changes in account ownership or other updates. [read post]
27 Nov 2023, 11:27 am
Department of the Treasury’s Financial Crimes Enforcement Network in conjunction with the Internal Revenue Service’s Criminal Investigation (CI) issued notice FIN-2023-Alert007…↓ READ MORE ↓ ICI Member LOG IN or SUBSCRIBE today! [read post]
26 Nov 2023, 6:52 am
The trajectory for eDiscovery software is straightforward: off-premise, cloud-based solutions are on the rise, reshaping how legal professionals approach the discovery process. [read post]
22 Nov 2023, 8:00 am
Contact the local police department to ensure an official accident report is filed. [read post]
