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31 Jul 2015, 3:44 am by Broc Romanek
SEC, 463 U.S. 646 (1983), and the Ninth Circuit’s recent decision in United States v. [read post]
22 Dec 2014, 12:13 pm by Guest Author
The Second Circuit relied upon a thirty year old Supreme Court opinion, Dirks v. [read post]
6 Dec 2013, 6:21 am by Doug Cornelius
This was the underpinning of an important Supreme Court case thirty years ago – Dirks v SEC – which held that an employee who told a securities analyst about a fraud at the employee’s company had not breached a fiduciary duty to the company (and hence under applicable law the securities analyst could not be prosecuted for insider trading based on this disclosure). [read post]
15 Jun 2012, 8:41 am by Thom Lambert
  But sometimes such trading creates net social benefits, as in Dirks v. [read post]
20 Dec 2011, 11:36 am by Steve Bainbridge
Here, for example, is the certificate for a subordinated debenture issued by Equity Funding of America, the company that starred in Dirks v. [read post]