Search for: "Ex Parte Edwards"
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1 Jul 2019, 1:03 pm
An ex-business partner who is suing GPB, Patrick Dibre, claims that the GPB funds were operated like a Ponzi scheme. [read post]
17 Jun 2019, 7:36 am
District Judge Edward Davila of the Northern District of California. [read post]
13 Jun 2019, 1:06 pm
The court addressed who owned what copyright in computer software developed by a service provider, but where the express contractual provisions left a lacuna as to IPR ownership.Annsley Merelle Ward reviews the ex tempore decision of Mr Justice Carr in Evalve & Abbott v Edwards Lifesciences [2019] EWHC 1158. [read post]
12 Jun 2019, 12:00 pm
While several banks underwrote the securities, the investor fraud case is targeting Wachovia Capital Markets, LLC, an ex-Wachovia brokerage firm, that is now Wells Fargo Securities, LLC. [read post]
12 Jun 2019, 9:02 am
First, under the doctrine of Ex Parte Young, 209 U.S. 123 (1908), Congress can authorize private suits for prospective injunctions requiring state officials to uphold federal copyright law. [read post]
11 Jun 2019, 11:57 am
Previous to working with LPL Financial, Nelson was an Edward Jones broker. [read post]
6 Jun 2019, 11:18 am
James Anderson, an ex-Ameritas Investment Corp. adviser, is now barred by the Financial Industry Regulatory Authority (FINRA) after he failed to participate in a probe into allegations that he had taken part in selling away. [read post]
31 May 2019, 2:37 pm
As part of the plea deal, the other charges were dropped. [read post]
14 May 2019, 1:31 pm
The post Ex-Business Partner Accuses GPB Capital Holdings of Ponzi Scheme appeared first on Securities Fraud Attorney. [read post]
7 May 2019, 12:35 pm
Martins agreed and noted that those were part of the full report. [read post]
2 May 2019, 1:22 pm
FINRA said that the brokerage firm and Buckman neglected to identify when one of the ex-representatives was taking part in short-term Unit Investment Trust (UIT) trading on a frequent basis, as well as engaging in “other long-term investments” that charged customers substantial, upfront expenses. [read post]
21 Apr 2019, 7:16 am
FINRA Bars Ex-LPL Broker Who May Have Taken Loans From Clients In an unrelated case, The Financial Industry Regulatory Authority (FINRA) is barring James Bylenga, an ex-LPL broker, after he neglected to participate in the self-regulatory authority’s probe into allegations of misconduct. [read post]
11 Apr 2019, 4:02 pm
Ex-NSA contractor and whistleblower Edward Snowden leaked documents describing the spying and authenticated a key document for the court when the government refused. [read post]
10 Apr 2019, 9:30 pm
Islam v Secretary of State for the Home Department, R v Immigration Appeal Tribunal and Another, ex parte Shah (1999) Nora Honkala72. [read post]
4 Apr 2019, 12:46 pm
Edward Ryan, representing the government, started arguments on AE 614, a prosecution motion to compel notice from the defense of their intent to introduce expert mental health evidence by June 1. [read post]
29 Mar 2019, 12:01 pm
The post Ex-UBS Puerto Rico Broker is Sentenced to Prison appeared first on Securities Fraud Attorney. [read post]
24 Mar 2019, 3:23 pm
(Ex parte Eileen C. [read post]
15 Mar 2019, 7:29 am
As part of the settlement, Wedbush consented to a censure and will pay a $250K penalty. [read post]
4 Mar 2019, 9:31 am
Contact Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) today for a free, no obligation consultation for your case. [read post]
21 Feb 2019, 10:24 am
In addition, in response to having 3 titles recognised as IPKat best books of 2018 awards, Edward Elgar has offered a 35% discount on those titles! [read post]
