Search for: "FELIX A. SMITH" Results 41 - 60 of 107
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21 May 2020, 6:40 am by Silver Law Group
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Belesis, George   Portfolio Advisors Alliance, LLC   John Thomas Financial   Berghausen, Joseph   ADP Broker-Dealer, Inc   Cetera Advisor Networks LLC  … [read post]
12 Nov 2010, 9:28 am by Danny Jacobs
Alaska Elections Division Director Gail Fenumiai, right, and Assistant Attorney General Sarah Felix look over a ballot Wednesday, Nov. 10, 2010, in Juneau, Alaska. [read post]
19 May 2018, 7:17 am by Rachel Bercovitz
Mattis, along with the Court’s briefing orders in Smith v. [read post]
19 Mar 2013, 3:57 pm by Buce
  And how is one to classify the really original and ingenious bloggers like Barry Ritholtz, Steven Ray Waldman, Daniel Davies, Noah Smith? [read post]
10 Mar 2014, 10:55 am by D. Daxton White
Respondent, TD Ameritrade, Inc. is liable for and shall pay to Claimant the sum of $61,732.00 in compensatory damages. 11-04271 Felix Bernard-Diaz BBVA Securities of Puerto Rico, Inc. [read post]
25 Apr 2020, 5:33 am by Matthew Waxman, Samuel Weitzman
Accordingly, Biddle—without parsing the language of the statute—concluded that Roosevelt could use Section 3 of Smith-Connally to seize Montgomery Ward. [read post]
13 Jun 2012, 3:24 am
McCall-Smith, Reservations and the Determinative Function of the Human Rights Treaty Bodies Christoph J. [read post]
16 Jun 2020, 6:40 am by Silver Law Group
According to FINRA Disciplinary actions for May 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   George Belesis   Portfolio Advisors Alliance, LLC   John Thomas Financial   Dustin Blount   MML Investors Services, LLC   Northwestern Mutual Investment Services, LLC… [read post]
2 Feb 2010, 12:54 am by Hedge Fund Attorney
Event: Hedge Fund Compensation Tactics Location: Stamford, CT February 2-5 Sponsor: IQPC Event: Investment Performance Analysis & Risk Management Asia 2010 Location: Kowloon Shangri La, Hong Kong February 3-4 Sponsor: Buy-Side Tech Event: High Frequency Trading Summit Location: Chicago February 4 Sponsor: Felix Slim & Co. [read post]
14 Sep 2010, 7:39 pm by cdw
Alabama,” THEM Felix Rocha v. [read post]
29 Jul 2010, 5:50 am by David Ferriero
The collection will also reveal for the first time how these two women so near the seat of power interacted personally and professionally with other Administration officials and dignitaries, including Justice Felix Frankfurter, FBI Director J. [read post]
16 Apr 2020, 7:23 am by Mitu Gulati
 And teaching with Steve and Lee (with cameos by Ugo Panizza, Mark Weidemaier, Anna Gelpern, Jeromin Zettelmeyer, Chanda De Long, Yannis Manuelides, Anna Szymanski, Felix Salmon, Jon Zonis, Robin Wigglesworth, and Colby Smith) has been special. [read post]
4 Jun 2010, 9:43 am by Geoffrey Manne
Conference Speakers include: Thomas Brown, O’Melveny & Myers LLP Sujit Chakravorti, Federal Reserve Bank of Chicago Thomas Durkin, Former Senior Economist, Federal Reserve Board Mike Konczal, Roosevelt Institute Geoffrey Manne, International Center for Law and Economics Megan McArdle, Atlantic Monthly Tim Muris, former Chairman, Federal Trade Commission Felix Salmon, Reuters Steven Semeraro, Thomas Jefferson University Fred Smith, Competitive… [read post]