Search for: "First Financial Investment Fund Holdings, LLC"
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10 May 2024, 2:06 pm
The post SoFi Financial Pays $1.1 Million Fine appeared first on The White Law Group. [read post]
7 May 2024, 7:35 am
Negligence involving GPB Capital Offerings November 2022 – According to FINRA, between May 4, 2018, and June 29, 2018, FSC Securities, Royal Alliance, SagePoint Financial, and Woodbury Financial negligently failed to disclose to investors crucial information regarding an offering related to GPB Capital Holdings, LLC. [read post]
1 May 2024, 10:16 pm
The claim further alleged that LPL Financial LLC unsuitably invested the client in high-risk oil & gas limited partnership investments. [read post]
18 Apr 2024, 12:52 pm
The CFTC holds enforcement authority and regulatory oversight over VCMs and any trading activities within these markets. [read post]
3 Apr 2024, 9:01 pm
And as another example, just last month, the SEC charged 17 individuals for their role in an alleged crypto Ponzi scheme that raised $300 million from more than 40,000 investors, primarily from the Latino community.[14] Several defendants allegedly solicited investors with promises of financial freedom and “risk free” crypto and foreign exchange investments.[15] As alleged in our complaint, in true Ponzi fashion, most of the funds raised were not used for any… [read post]
26 Feb 2024, 12:30 pm
The lawsuit named not only SPAC directors and officers but also the financial advisor involved with the deal, Chardan Capital Markets, LLC. [read post]
13 Feb 2024, 8:44 am
This includes corporations, LLCs, and most limited liability partnerships. [read post]
12 Feb 2024, 6:07 am
The most important difference is that, whereas plan participants personally pay most, if not all, of the recordkeeping and investment fees in defined contribution retirement plans, plan sponsors pay 70 percent or more of the health plan premiums in defined benefit health plans, and are responsible to fund the plan if participants need more medical care than anticipated by plan financial reserves. [read post]
7 Feb 2024, 11:32 am
appeared first on The White Law Group. [read post]
1 Feb 2024, 9:08 am
First, fine art serves as excellent collateral for loan servicing. [read post]
31 Jan 2024, 7:04 am
Rashawn Russell The CFTC charged Russell with fraudulently soliciting retail investors to invest in a digital asset trading fund. [read post]
26 Jan 2024, 4:00 am
The first provision references a circumstance when a lawyer can pay bills “from funds collected or to be collected for the client as a result of representation. [read post]
25 Jan 2024, 6:06 pm
Did your financial advisor recommend investing in non-traded REITs? [read post]
24 Jan 2024, 7:51 am
With over 30 years of securities law experience, The White Law Group has the expertise to help investors defrauded in securities, investment and financial business transactions attempt to recover their investment losses. [read post]
14 Jan 2024, 10:02 am
Investment Assets: Bonds, stocks, mutual funds, annuities, time deposits, IRAs, and 401ks are examples of investment assets that must be included in this section of Form 433-A. [read post]
10 Jan 2024, 9:01 pm
NAC Found., LLC, 512 F. [read post]
3 Jan 2024, 1:36 pm
Real Estate Investment Trusts (REITs), unlike conventional corporations, fund projects using investors’ funds and distribute profits as dividends, often resulting in tax-exempt operations. [read post]
2 Jan 2024, 11:26 am
FINRA (Financial Industry Regulatory Authority) plays a critical role in ensuring the integrity of America’s financial system – all at no cost to taxpayers. [read post]
2 Jan 2024, 4:55 am
The dispute at the center of this week’s post stems from a poorly documented investment in Eagle Point Financial, LLC, a payment processing company originally owned by Hunter Lipton. [read post]
28 Dec 2023, 9:05 pm
Department of Labor rule allowing pension managers to consider environmental, social, and corporate governance factors when making investment decisions. [read post]
