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29 Nov 2023, 7:12 am
The rule is effective 60 days after publication in the Federal Register, and compliance will be required for sales closing 18 months after that date (Prohibition Against Conflicts of Interest in Certain Securitizations, Release No. 33-11254, November 28, 2023).Dodd-Frank implemented. [read post]
28 Nov 2023, 7:27 am
I'll continue serial-blogging it here over the next couple of days. [read post]
27 Nov 2023, 9:05 pm
Securities and Exchange Commission (SEC), Gary Gensler, has led the SEC on a “transparency rampage,” according to Alexander I. [read post]
18 Nov 2023, 8:55 am
One day your case may be heard by one judge and then the next day it is heard by another judge. [read post]
17 Nov 2023, 12:07 pm
First, both parties have 45 days to appeal the court’s ruling, and if successful, the case would go to the U.S. [read post]
13 Nov 2023, 8:43 am
” Emmer was particularly damning when he referred to SEC Chairman Gary Gensler, calling him “ineffective and incompetent. [read post]
11 Nov 2023, 6:16 am
That’s for a different day (because the smart practice is ALWAYS to have a contract!) [read post]
8 Nov 2023, 9:05 pm
ENDNOTES [1] Gary Gensler, Chair, Sec. [read post]
8 Nov 2023, 6:35 am
” “But Gary Barnett, executive director of the International Legal Finance Association, said national security concerns around litigation finance are ‘pure speculation.'” [read post]
8 Nov 2023, 6:30 am
” The amendments and revised Schedule 13D deadline will become effective 90 days after publication of the amendments in the Federal Register. [read post]
8 Nov 2023, 6:30 am
” The amendments and revised Schedule 13D deadline will become effective 90 days after publication of the amendments in the Federal Register. [read post]
7 Nov 2023, 9:05 pm
., regulating AI is in Its early days. [read post]
2 Nov 2023, 9:01 pm
This statement was issued on November 2, 2023, by Gary Gensler, chair of the U.S. [read post]
2 Nov 2023, 3:30 am
We’ll see what the next 30 days bring. [read post]
2 Nov 2023, 3:00 am
On the day he received the second loan transfer, James Biden sent a check for the same amount — $200,000 — to Joe Biden as a “loan reimbursement. [read post]
27 Oct 2023, 4:15 am
Until then, we will basically be in “any day now” mode. [read post]
23 Oct 2023, 3:07 pm
Gary J. [read post]
23 Oct 2023, 4:24 am
On the very same day, James wrote a check in that same amount to the personal bank account of his brother Joe, who had left office as Vice President and was widely discussed as a possible candidate for the presidency. [read post]
22 Oct 2023, 9:05 pm
This standard would assure the final consummation of almost all day-to-day sales transactions that do not involve some type of fraud. [read post]
19 Oct 2023, 8:51 am
Companies have four business days to report to the SEC after determining that a cybersecurity incident is material. [read post]
