Search for: "Governance Risk Management Compliance, LLC"
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4 Jun 2015, 11:30 am
This system will now operate under her as Chief Risk Officer, with the Special Counsels for Ethics, Risk, and Compliance continuing to report to her. [read post]
4 Jun 2015, 11:30 am
This system will now operate under her as Chief Risk Officer, with the Special Counsels for Ethics, Risk, and Compliance continuing to report to her. [read post]
6 Feb 2014, 1:27 pm
Madoff Investment Securities LLC. [read post]
11 Apr 2016, 11:28 am
Sprung oversaw investigations of investment advisers for various forms of misconduct involving valuation, disclosure, conflicts of interest, fund governance and the advisory contract approval process, trading practices, and compliance and controls. [read post]
8 Apr 2013, 1:20 pm
Sustainability & Impact Investing Group; Boston Common Asset Management; Pax World Management LLC; Rockefeller & Co. [read post]
8 Sep 2016, 7:40 am
__________ ToNorges Bank5 April 2016Recommendation to exclude Duke Energy Corp., Duke Energy Carolinas LLC, Duke Energy Progress LLC and Progress Energy Inc. from the Government Pension Fund Global (GPFG) Confidential pursuant to section 13 subsection 1 of the Freedom of Information Act, cf section 3-4 subsection 1 of the Securities Trading Act.Summary The Council on Ethics for the Government Pension Fund Global recommends the exclusion of Duke… [read post]
30 Sep 2022, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 30, 2022 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 23-29, 2022. [read post]
30 May 2019, 6:25 am
Experts included Scott Brown, Vice President at The Edgewater Funds, David Campbell, Managing Director at Getzler Henrich, & Associates, LLC, Eric D. [read post]
30 Jun 2016, 9:29 am
GAO similarly denied the protester’s additional allegations that the awardee should have received a lower score based on increased risk to the government due to the awardee’s alleged “‘inability to protect against cybersecurity risks. [read post]
3 Sep 2012, 10:00 pm
One thing for sure: Paul illustrates the great risk taken on by LLC members who enter into operating agreements that provide for without-cause expulsion of a member. [read post]
28 Dec 2016, 10:06 am
Teva executives in Israel responsible for the development of the company’s anti-corruption compliance program in 2009 had been aware of the bribes paid to government doctors in Mexico. [read post]
17 Feb 2021, 4:47 am
O’Leary’s research also includes an emphasis on governance, risk management, and compliance solutions. * Report review taken from publicly available report information as shared on IDC.com. [read post]
18 Nov 2022, 6:30 am
Stock Market Reactions to the Release of Movies Re-Exposing Past Corporate Scandals Posted by Hui Zhou (Tulane University) , on Thursday, November 17, 2022 Tags: Compliance & ethics, Corporate governance, DuPont, Stock analysts, stock market, Stock returns Exponential Expectations for ESG Posted by Olwyn Alexander, Dariush Yazdani, PricewaterhouseCoopers LLP, on Thursday, November 17, 2022 Tags: Asset management, Corporate Social Responsibility, ESG, Esg… [read post]
18 Nov 2022, 6:30 am
Stock Market Reactions to the Release of Movies Re-Exposing Past Corporate Scandals Posted by Hui Zhou (Tulane University) , on Thursday, November 17, 2022 Tags: Compliance & ethics, Corporate governance, DuPont, Stock analysts, stock market, Stock returns Exponential Expectations for ESG Posted by Olwyn Alexander, Dariush Yazdani, PricewaterhouseCoopers LLP, on Thursday, November 17, 2022 Tags: Asset management, Corporate Social Responsibility, ESG, Esg… [read post]
2 Jun 2017, 6:25 am
McIntosh, Wachtell Lipton Rosen & Katz, on Tuesday, May 30, 2017 Tags: Board communication, Boards of Directors, Compliance & ethics, Cybersecurity, Disclosure, Risk committee, Risk disclosure, Risk management, Risk oversight, SEC, Securities regulation Dancing with Activists Posted by Lucian A. [read post]
7 Jul 2020, 7:31 am
Press Announcement via Ipro Ipro Announces the Acquisition of NetGovern, Driving Innovation Across Information Governance & eDiscovery Ipro Tech, LLC, the leader in eDiscovery, Case Management, and Trial technology, is excited to announce the acquisition of NetGovern, a leader in Information Governance, Risk, and Compliance software. [read post]
9 Aug 2019, 6:16 am
A Catch 22 for Asset Managers Posted by Jasmin Sethi, Sethi Clarity Advisers LLC, on Friday, August 2, 2019 Tags: Asset management, BlackRock, Diversity, Engagement, Index funds, Institutional Investors, Shareholder voting, SSgA, Transparency, Vanguard Opportunities for Cross Border Cooperation in Regulation of Digital Assets Posted by Hester M. [read post]
28 Nov 2023, 8:12 am
The post OHA: Respond to SBA Size Determination Questions, or Risk an Adverse Inference first appeared on SmallGovCon - Government Contracts Law Blog. [read post]
23 Aug 2019, 6:17 am
Hilborn, Gibson, Dunn & Crutcher LLP, on Friday, August 16, 2019 Tags: Board independence, Boards of Directors, Caremark, Compliance & ethics, Delaware cases, Delaware law, Derivative suits, Director liability, Disclosure, Fiduciary duties, Incentives, Liability standards, Management, Risk management Audit Committee Disclosure in Proxy Statements—2019 Proxy Review Posted… [read post]
6 Oct 2017, 6:09 am
Bout and Blaine Martin, Pay Governance LLC, on Friday, September 29, 2017 Tags: Boards of Directors, Compensation committees, Executive Compensation, Incentives, Institutional Investors, Management, Proxy advisors, Say on pay, Shareholder value, TSR Activism and Board Diversity Posted by David A. [read post]
