Search for: "Harris v. Securities and Exchange Commission"
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12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
24 Jan 2011, 7:15 am
It traces back to SEC v. [read post]
12 Jun 2017, 4:29 am
Securities and Exchange Commission, “suggests the ostensible remedy of disgorgement, at least as sought by the SEC, may be vulnerable. [read post]
27 Nov 2015, 9:39 am
His willingness to defer to the national security state occurred most clearly during World War II and later in his work as Chair of the Warren Commission. [read post]
22 May 2023, 8:05 am
But under the Supreme Court’s decision in Securities and Exchange Commission v. [read post]
12 Mar 2009, 9:19 am
He said when the Securities and Exchange Commission asked about it, he lied to the SEC. [read post]
22 Jan 2016, 6:13 am
Securities and Exchange Commission, on Wednesday, January 20, 2016 Tags: Acquisition likelihood, Acquisition premiums, Acquisitions, Delaware law, Delaware legislation, DGCL, Incentives,Management, Mergers & acquisitions, Retention, Shareholder power, Shareholder value, Shareholder voting, Short-form merger, Target firms, Tender offer Compensation Season 2016 Posted by Michael J. [read post]
12 Jan 2010, 5:00 am
And, the drum of private ordering has been particularly loud with respect to the SEC's efforts with shareholder access (see Majority Voting, Delaware Statutory Reform, and Shareholder Access to the Proxy Statement: A Comment to the Securities and Exchange Commission ), it suffers from the fundamental flaw of the Chicago School: There is no market. [read post]
29 Jun 2018, 6:04 am
Tørsløv and Ludvig S. [read post]
21 Jun 2017, 7:59 am
(Harris v. [read post]
26 Apr 2019, 5:55 am
Securities and Exchange Commission, on Sunday, April 21, 2019 Tags: Institutional Investors, Investor protection, Proxy advisors, Proxy voting, Regulation NMS, SEC, Securities regulation, Shareholder voting Cryptocurrency and Other Digital Assets for Asset Managers Posted by Gregory S. [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
17 Sep 2013, 1:54 pm
In Singh v. [read post]
18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
18 Nov 2022, 6:30 am
Lu, Sabastian V. [read post]
28 Mar 2011, 7:02 pm
Trustee Want Chapter 11 Trustee for West End Financial The Securities and Exchange Commission and the U.S. [read post]
23 Jul 2017, 9:20 pm
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
11 Mar 2016, 11:18 am
Analysis, Commentary, and Additional Information The Straits Times hosted a fascinating exchange this week over China’s refusal to participate in the Philippines v. [read post]
