Search for: "IN RE MORGAN STANLEY"
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13 May 2024, 3:42 pm
Morgan Stanley, 776 F. 3d 94, 101 (CA2 2015) (“Item 303’s affirmative duty to disclose in Form 10–Qs can serve as the basis for a securities fraud claim under Section 10(b)”), with In re Nvidia, 768 F. 3d 1046, 1056 (CA9 2014) (“Item 303 does not create a duty to disclose for purposes of Section 10(b) and Rule 10b–5”); see also Oran v. [read post]
22 Apr 2024, 2:04 pm
Morgan Stanley, 776 F.3d 94 (2d Cir. 2015). [read post]
6 Jan 2024, 6:00 am
Rather, he says, investing in a healthier, pluralistic media environment is the way forward; he argues that an “expansive nonprofit media sector, like the ones we see in other major Western democracies, could temper the narrowcasting excesses of the commercial media sector and help re-normalize professional news practices and values across the entire US media ecosystem. [read post]
4 Dec 2023, 1:11 am
By Angelica Fromer The nexus relationship between art and finance has invited an ample influx of capital into the art market, particularly the resale of contemporary art at auction. [read post]
6 Nov 2023, 11:16 am
, In re Morgan Stanley Smith Barney, and In re Rosenthal Collins Group cases is always of concern to the CFTC. [read post]
30 Oct 2023, 6:17 am
Ya had layoffs at Morgan Stanley. [read post]
22 Oct 2023, 9:01 pm
’”[20] The court found that Morgan Stanley failed to meet its disclosure obligations under Item 303 and that the bank’s omissions were material, but the court ultimately did not find Morgan Stanley liable under Section 10(b) because the plaintiffs had failed to establish a strong inference of scienter.[21] In 2017, the Supreme Court had the opportunity to address this circuit split in Leidos, Inc. v. [read post]
11 Aug 2023, 4:07 pm
Such proof included the evidence that: (1) Scott voluntarily and substantially slashed his salary to $100,000 even though his earning capacity was much higher and SCA has sufficient non-operating reserves to at least cover the $90,444 he owed for child support; (2) in lieu of Scott’s taking a larger salary to meet his personal and family expenses in 2020, Scott and his current spouse evidently covered such expenses in part by taking distributions totaling at least $977,000 from their… [read post]
4 Aug 2023, 4:00 am
You’re in Growing Company. [read post]
5 Jun 2023, 6:24 am
Morgan Stanley (2d Cir. 2015), it attempted to cabin its holding by remaining mindful of the SEC’s distinction between required and optional disclosures and by making clear that scienter remained a separate and independent element of a Section 10(b) claim. [read post]
22 May 2023, 2:25 am
After Blackstone, I spent six years with Morgan Stanley as a diversity officer before being promoted to Vice President. [read post]
22 May 2023, 2:25 am
After Blackstone, I spent six years with Morgan Stanley as a diversity officer before being promoted to Vice President. [read post]
9 May 2023, 11:55 am
Well, when Credit Suisse was in financial trouble, and the Swiss government had UBS takeover the company, those bonds became worthless, absolutely worthless, $17 billion up in smoke, you’re now seeing investors bringing claims Morgan Stanley, and other major firms like UBS and Credit Suisse sold these bonds to investors. [read post]
25 Apr 2023, 6:11 am
” “Proskauer resolved the spill about two weeks ago, but has not yet notified its clients, whose website lists Major League Baseball and Morgan Stanley as clients. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
24 Apr 2023, 3:33 am
(Financial Advisor IQ by Glenn Koch) In re: Facebook, Inc. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
24 Apr 2023, 3:33 am
FINRA Arbitrators Checkmate SunTrust With Punitive Damages for Misuse of Rep's Name and Picture (BrokeAndBroker.com Blog) JPMorgan Seeks TRO Against Advisor Who Fled to Morgan Stanley / In a complaint filed last week, JPMorgan accused the advisor of criticizing its investment offerings and the advisor who replaced him, to induce clients to make the jump to Morgan Stanley. [read post]
12 Apr 2023, 8:25 am
If UBS or Morgan Stanley sold you the hedge fund, you can go to arbitration against them for either misrepresentation, or not doing appropriate due diligence. 13:25 So either way, it’s safe to consult with a lawyer and just see what your best options are from there. [read post]
22 Mar 2023, 12:52 pm
In 2008, you had a bunch of the largest banks, Merrill Lynch, Morgan Stanley, Citigroup having bad assets on their books, mortgage backed securities. [read post]
