Search for: "ING Investment Management Company"
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30 Mar 2015, 3:31 am
The book’s second section, Tools for Managing Private Company Wealth, focuses on, as Chris puts it, strategies for “achiev[ing] satisfactory shareholder returns during the interim between the current status quo and any ultimate disposition. [read post]
21 Jun 2023, 9:00 am
Indeed, in the very Fifth Circuit case the DOL cites, the Court gave the investment factor “little weight” because the plaintiffs were small businesspersons who necessarily worked for much larger companies. [read post]
16 Nov 2022, 5:03 pm
The Chouinards transferred the remaining 98 percent of the company’s total stock, all of Patagonia’s non-voting stock, to the Holdfast Collective, a newly established nonprofit organization devoted to “fight[ing] environmental crises, protect[ing] nature and biodiversity, and support[ing] thriving communities. [read post]
17 Mar 2014, 8:05 am
Their employers are private companies that manage and advise the Fidelity family of mutual funds. [read post]
31 Oct 2022, 6:11 am
” “In both cases, the NLRB inspector general found that Emanuel—a former shareholder at the management-side firm Littler Mendelson— broke federal ethics law by failing to monitor his investments in companies with cases pending before the board. [read post]
15 May 2007, 6:12 am
Class Action Complaint Properly Dismissed Because no Private Rights of Action Exist for Alleged Violations of Sections 34(b), 36(a) and 48(a) of the Federal Investment Company Act of 1940 (ICA), and Section 36(b) Claim Failed as a Matter of Law Second Circuit Court Holds Plaintiffs filed a putative class action against various Eaton Vance entities under sections 34(b), 36(a) and 48(a) of the federal Investment Company Act of 1940 (ICA) arising out of the… [read post]
19 May 2017, 6:08 am
LTIP-ing Point: Is This the End of Long-Term Incentive Plans? [read post]
24 Feb 2009, 11:51 pm
The PEIF is a group of CEOs of major European insurance companies such as Aegon, Allianz, Aviva, AXA, Generali, ING, Mapfre, Munich Re, RSA, Swiss Re, Uniqa and Zurich Financial Services. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
12 Nov 2021, 7:57 am
China’s New Generational Artificial Intelligence Development Plan has spurred billions of dollars in R&D investments from ministries, provincial governments and private companies since its issuance in 2017. [read post]
28 Mar 2024, 6:00 am
What’s Missing But the Munich accord and policies announced by individual tech companies are often vague, making it difficult to hold companies accountable. [read post]
26 Jun 2014, 7:40 am
Cabot Investment Properties Windsor Property Caught in Legal Tangle A “TIC”ing Time Bomb: Rule 506 Meets Section 1031 by Elizabeth Whitman Securities and Exchange Commission Confirms That TIC Sales Under The Traditional Master Lease And Property Management Models Are Subject To Securities Laws By Eugene Polyak No-Action Letter, dated January 14, 2009, addressed to each of OMNI Brokerage, Inc., Argus Realty investors, L.P., PASSCO Companies, LLC. [read post]
2 Jan 2020, 9:12 am
Whether he was responsible for “originat[ing],” “manag[ing]” or “secur[ing]” them could be sufficiently factual in nature as to proven true or false. [read post]
3 Apr 2013, 3:45 am
Social Media: SEC Issues Reg FD Guidance (In Form of Enforcement Report) Last month, the SEC's Division of Investment Management issued this guidance in an effort to clarify when mutual funds must file social media messaging with the SEC. [read post]
6 Jul 2011, 9:19 am
For matter management, Firm Manager off [read post]
25 Aug 2008, 3:54 pm
“We have acted as financial advisor to the Company in connection with this transaction.... [read post]
26 May 2022, 9:01 pm
A key impetus for today’s [May 25’s] rulemaking[1] is a legitimate concern about the practice of greenwashing by investment advisers and investment companies. [read post]
17 Sep 2022, 9:25 am
User Safety In his testimony, Zatko described Twitter as “a company that was managed by risk and and by crises, instead of one that manages risk and crises. [read post]
28 Jan 2023, 7:32 am
"EU rules require large companies and listed companies to publish regular reports on the social and environmental risks they face, and on how their activities impact people and the environment. [read post]
15 Dec 2010, 6:57 pm
Singer wonders if his company, Robison Oil, should be getting a better deal. [read post]
