Search for: "In Interest of BB" Results 1 - 20 of 326
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21 Jun 2017, 8:07 am by David Liebrader
  FINRA requires broker dealers like BB Graham Company, as well as its registered representatives to update their industry record by disclosing information that could be of interest to potential and current customers and members of the public. [read post]
2 Apr 2010, 8:58 am by Richard Renner
Yesterday, Administrative Law Judge Jeffrey Tureck issued a decision ordering BB&T to reinstate Stroupe, expunge her record, and pay backpay, interest and attorney fees. [read post]
8 Mar 2019, 9:44 am by ccollins
BB&T Securities, as Valley Forge’s successor in interest, is settling the SEC charges without admitting or consenting to the regulator’s findings. [read post]
11 Nov 2009, 9:43 am by Page Perry LLC
Auction rate securities (ARS) are debt instruments for which interest or dividends are regularly reset through a Dutch auction. [read post]
3 Mar 2025, 6:12 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Michael Braun (Braun), previously associated with Bb & t Securities, LLC, has at least one disclosable event. [read post]
24 Feb 2025, 6:12 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker David Endom (Endom), previously associated with Bb & t Securities, LLC, has at least one disclosable event. [read post]
1 Apr 2025, 11:10 am by Staff Attorney
According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Matthias O’meara (O’meara), previously associated with Bb & t Securities, LLC, has at least one disclosable event. [read post]
5 Aug 2010, 7:54 am by Adjunct LawProfs
CNN ran an interesting story about Blackberry's which readers may find of interest. [read post]
25 May 2015, 6:00 pm by Gerry W. Beyer
There have been a few high profile estate disputes that have involved major celebrities and people of interest. [read post]
11 Jun 2015, 1:21 pm by Mack Sperling
  Given that one of the hallmarks of a fiduciary relationship is "a duty of the fiduciary to act in the best interests of the other party," Judge McGuire held that "it would seem nearly antithetical to require a commercial lender to put a borrower's interest ahead of its own in a business transaction. [read post]
9 Jun 2009, 3:36 am
  It also affirmed the following: long-term foreign currency Issuer Default Rating (IDR) at “BB”; long-term local currency IDR at “BB+”; short-term IDR at “B”; country ceiling at “BB+”.Fitch based its ratings on Costa Rica’s high per capita income, strong governance indicators, net external creditor position, improved public finances, the nation’s relatively diverse… [read post]
30 Oct 2013, 7:00 am by Ernest Badway
  These bad actors usually are either liars, cheaters, reckless or involved in conflicts of interest. [read post]
27 May 2010, 2:32 am by James Mullan
HC - Again, not directly relevant to my session, but an interesting question. [read post]
21 Oct 2009, 4:00 am
By David Wolf, Attorney Published by Child Injury Lawyer Network An interesting article regarding BB guns was posted at the Mom Logic website. [read post]
22 Jul 2024, 4:44 am by Unknown
According to this Wikipedia article, the name for (aa) and (bb) is item, and the name for the next component, (AA) and (BB), etc., is subitem. [read post]
25 Feb 2011, 7:21 am by Chris Jones
In that regard, we'll also keep trying with what promises to be an interesting post later today or tomorrow that will be dedicated to our litigation-minded readers. [read post]
21 Dec 2011, 1:05 am
After the third Buck's Fizz, members of the IPO's IP Policy Squad really do find Question 2(bb) hilariously funny A little behind (still) with his correspondence, this Kat has only just discovered the details of a new case which has been referred by the German Bundesgerichtshof to the Court of Justice of the European Union for a preliminary ruling: It's case C-553/11 Bernhard Rintisch v Klaus Eder [could it be this Klaus Eder, in which case we may have an academic… [read post]