Search for: "In re Petition for Disciplinary Action"
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27 Aug 2020, 7:23 am
FINRA Broker Disciplinary Action Report: August 2020Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
27 Apr 2020, 9:11 am
FINRA Broker Disciplinary Action Report: April 2020Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
24 Apr 2019, 11:04 am
FINRA Broker Disciplinary Action Report: April 2019Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
5 Jul 2019, 4:15 am
Thus, said the court "[i]t follows that [the] petition to annul Respondent's determination should be granted and the Respondent's determination annulled. [read post]
22 Jul 2013, 6:33 pm
The case is captioned: A13-1091, In re Petition for Disciplinary Action against Allison Wiles Maxim Carlson, a Minnesota Attorney, Registration No. 353784. [read post]
29 Jan 2021, 9:30 am
Plaintiff contending that she had attained tenure by estoppel* and thus could be removed from her position only after "notice and hearing" pursuant to the controlling disciplinary procedure and being found guilty of one or more of charges filed against her.Supreme Court, considering a number of procedural issues, held that Plaintiff's instant Article 78 petition was [1] untimely, [2] barred by the Doctrine of Res Judicata and [3] barred by the Doctrine of… [read post]
23 Jan 2020, 2:05 pm
FINRA Broker Disciplinary Action Report: January 2020Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
12 Mar 2010, 3:35 am
Settlement of a lawsuit “with prejudice” bars a second action based on similar allegations involving the same partiesBenjamin v New York City Dept. of Health, 57 AD3d 403The Appellate Division dismissed the petition filed by Sislyn Benjamin alleging unlawful discrimination because a prior state court action containing the same claims set out in her petition was discontinued with prejudice by stipulation of the parties and thus constitutes res… [read post]
8 Jan 2009, 4:15 am
Settlement of a lawsuit "with prejudice" bars a second action based on similar allegations involving the same partiesBenjamin v New York City Dept. of Health, 2008 NY Slip Op 10192, Appellate Division, First DepartmentThe Appellate Division dismissed the petition filed by Sislyn Benjamin alleging unlawful discrimination because a prior state court action containing the same claims set out in her petition was discontinued with prejudice by stipulation of… [read post]
17 Aug 2016, 12:00 am
In re Joyce Nanine McCool Lesson Learned: Though the disciplinary actions described above were a result of rather egregious misconduct, they help serve as a reminder to all lawyers that the rules of professional conduct also apply to their actions on the internet and social media. [read post]
11 Feb 2013, 4:50 am
Employee’s lack of remorse concerning activities leading to disciplinary action does not always mandate imposing termination as the penalty City of New York v Organization of Staff Analysts, 2013 NY Slip Op 00806, Appellate Division, First Department The Appellate Division affirmed Supreme Court’s denial of the City of New York’s petition to vacate an arbitrator’s award imposing a penalty of a one-year suspension without pay rather than… [read post]
18 Dec 2011, 11:37 am
In that same case, the Court granted the petition for interim suspension with pay, and ordered the Master and the JTC to coordinate their schedules to ensure that the JTC recommendation of action, if any, be submitted within five months of the date of the order. [read post]
3 Mar 2014, 11:40 am
Eventually, the woman became suspicious and filed a petition with the Board of Bar Overseers ("BBO"), who instituted disciplinary proceedings. [read post]
29 Nov 2013, 4:00 am
In In re Petition for Disciplinary Action against Rebekah Mariya Nett, (MN Sup. [read post]
24 Feb 2011, 2:55 am
======================The Discipline Book, - a concise guide to disciplinary actions involving public employees in New York State is a 1272 page e-book available from the Public Employment Law Press. [read post]
27 Jun 2016, 6:00 am
” A separate article of the CBA dealt with discipline, and neither expressly included nor expressly excluded disciplinary actions from the scope of the grievance procedure. [read post]
14 Apr 2016, 7:52 am
The employer petitioned the D.C. [read post]
16 Apr 2012, 11:05 am
See the disciplinary actions for more detailed explanations). [read post]
9 Jun 2014, 1:52 pm
The severity of the attorney’s actions in conjunction with his failure to respond or appear at the disciplinary hearing justified the Board’s entry of disbarment. [read post]
8 Nov 2017, 4:47 am
See Petition p. 2a (“The panel majority recognized that if Ms. [read post]
