Search for: "JPMorgan Chase "
Results 181 - 200
of 2,220
Sort by Relevance
|
Sort by Date
17 Mar 2021, 3:41 pm
JPMorgan Chase Bank there were 419 ADA cases filed in the Central District in 2013, constituting 3 percent of the civil actions filed. [read post]
6 Mar 2021, 9:15 am
(“SAP”) and JP Morgan Chase (“Chase”) warranted monetary sanctions. [read post]
4 Mar 2021, 9:55 am
In 2020, JPMorgan Chase & Co. agreed to pay $9 million to settle claims that the company violated ERISA by including investment options managed by company affiliates even though they were more expensive than other options. [read post]
4 Mar 2021, 9:30 am
JPMorgan Chase & Co. has a history running back to the days of Alexander Hamilton, but it’s also got 50,000 employees working on its technology. [read post]
22 Feb 2021, 3:16 am
A U.S. judge on Wednesday narrowed a long-running antitrust case where aluminum purchasers accused Goldman Sachs , JPMorgan Chase and the mining company Glencore of conspiring to drive up the metal’s price by reducing supply. [read post]
11 Feb 2021, 8:10 am
., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
10 Feb 2021, 7:54 am
General counsel at 12 major financial institutions including JPMorgan Chase, Bank of America and Goldman Sachs last September published an open letter in which they committed to gaining a deeper understanding of the progress the law firms they hire are making in having racially and ethnically diverse employees – and including that data in the factors they consider when selecting external counsel. [read post]
1 Feb 2021, 12:12 pm
., In re JPMorgan Chase & Co., 916 F.3d 494, 501 (5th Cir. 2019) (the standard for satisfying step one is “fairly lenient” and based on “minimal evidence”). [read post]
28 Jan 2021, 9:34 am
., JPMorgan Chase & Co., and Wells Fargo Co. [read post]
15 Jan 2021, 1:48 pm
JPMorgan Chase – The number two spot goes to a collaborative effort between the CFTC, the SEC, and DOJ resulting in a joint settlement that required JPMorgan Chase & Company and its subsidiaries to pay $920 million to the CFTC and $35 million to the SEC, as well as enter into a three-year deferred prosecution agreement with the DOJ. [read post]
14 Jan 2021, 12:11 pm
JPMorgan Chase, meanwhile, is set to pay $1 billion to become the first foreign company to assume full ownership of a pre-existing Chinese mutual fund business. [read post]
9 Dec 2020, 10:01 am
JPMorgan Chase Bank N.A. [read post]
3 Dec 2020, 9:15 am
Office of the Comptroller of the Currency Accuses Bank of Inadequate Internal Controls JPMorgan Chase Bank has been ordered to pay a $250M penalty. [read post]
3 Dec 2020, 8:40 am
Legal and Regulatory Developments SPOTLIGHT: Visa Is Doing What Big American Companies Do to ‘Protect This Business’The New York Times – December 2, 2020 (subscription required) Visa dominates the lucrative business of processing debit card transactions. [read post]
25 Nov 2020, 11:30 am
JPMorgan Chase will pay a $250 million fine for purported poor risk management practices and alleged conflicts of interest According to the Office of the Comptroller of Currency (OCC) this week, JPMorgan Chase will pay a $250 million fine for purported poor risk management practices and alleged conflicts of interest in its advisory business. [read post]
20 Nov 2020, 10:10 am
OCC Assesses $250 Million Civil Money Penalty Against JPMorgan Chase Bank, N.A.GUEST BLOG [In]Securities: Missing a Crowded Table By Aegis Frumento Esq (BrokeAndBroker.com Blog)Louisiana Woman Indicted in $4.8M Elder Fraud Scheme (DOJ Release)SEC Settles with Investment Adviser Who Failed to Disclose Conflicts of Interest and Misled Advisory Clients About the Terms of Their Investments (SEC Release)Commissioner Stops Fraudulent Scheme Promoted to Reddit Users (TSSB Release)FINRA… [read post]
20 Nov 2020, 10:10 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5553/securities-industry-commentator/OCC Assesses $250 Million Civil Money Penalty Against JPMorgan Chase Bank, N.A.GUEST BLOG [In]Securities: Missing a Crowded Table By Aegis Frumento Esq (BrokeAndBroker.com Blog)Louisiana Woman Indicted in $4.8M Elder Fraud Scheme (DOJ Release)SEC Settles with Investment Adviser Who Failed to Disclose… [read post]
12 Nov 2020, 7:24 am
Ross on Monday found retailer MNG 2005 Inc. made a strong enough case to beat Visa’s dismissal bid, though he tossed antitrust claims and released JPMorgan Chase Bank NA and subsidiary Paymentech LLC from the majority of claims against them. [read post]
9 Nov 2020, 2:43 am
The defendants included affiliates of Bank of America Corp, Barclays Plc, Citigroup Inc, Goldman Sachs Group Inc, JPMorgan Chase & Co, Morgan Stanley, Royal Bank of Canada and Wells Fargo & Co. [read post]
4 Nov 2020, 9:21 am
Ant Group would have gone public with an estimated total valuation of $310 billion, rivaling the size of JPMorgan Chase, the most valuable U.S. bank. [read post]
