Search for: "James R. Lynch"
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10 Nov 2015, 3:00 pm
Dianne Feinstein (D-Calif.), the former SCCI chair who led the research and writing of the report, wrote to the Justice Department last week, asking Attorney General Loretta Lynch and FBI Director James Comey to allow government officials to read the full report in order to learn “from the mistakes of the past to ensure that they are not repeated. [read post]
10 Nov 2015, 2:18 pm
A financial advisor is generally someone who works at either a wire house like a Morgan Stanley or Merrill Lynch or even some these independent firms like Raymond James, LPL, Commonwealth. [read post]
13 Aug 2015, 5:47 am
Lynch, President of the Patrolmen’s Benevolent Association of the City of New York. [read post]
12 Aug 2015, 9:08 am
– $500,000 Raymond James & Associates, Inc. [read post]
11 Aug 2015, 5:59 am
David StevensonCase Number: 15-cv-03528 (United States District Court for the District of New Jersey)Case Filed: May 26, 2015Qualifying Judgment/Order: May 29, 2015 6/30/15 9/28/15 2015-63 In the Matter of Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Merrill Lynch Professional Clearing Corporation Administrative Proceeding File No.: 3-16567 Case Filed: June 1, 2015 Qualifying Judgment/Order: June 1, 2015 6/30/15 9/28/15 2015-62 SEC v. [read post]
8 Aug 2015, 5:47 am
White House Homeland Security Advisor Lisa Monaco, Director of National Intelligence James Clapper, and Attorney General Loretta Lynch weighed in on encryption, as well as on ISIS, the OPM hack, and Guantanamo Bay. [read post]
29 Jun 2015, 6:21 am
In another FINRA arbitration case, a panel ordered Morgan Keegan (now Raymond James) to pay at least $1.59 million to former Los Angeles Lakers basketball star Horace Grant. [read post]
25 Jun 2015, 1:29 pm
Hart and Company Loop Capital Markets Martin Nelson & Co Merchant Capital Merrill Lynch Pierce Fenner & Smith Corporation Morgan Stanley & Co The Northern Trust Company Oppenheimer & Co Raymond James & aSSOCIATES RBC Capital Markets Robert W Baird & Co Raymond James & Associates RBC Capital Markets Robert W Baird & Co Siebert Brandford Shank & Co Smith Hayes Financial Services Corporation Stephens Inc Sterne Agee & Leach Stifel… [read post]
27 May 2015, 12:21 pm
Lynch, Acting U.S. [read post]
25 Apr 2015, 4:21 am
McIntosh, James J. [read post]
6 Apr 2015, 7:18 pm
Lynch, Milan E. [read post]
27 Jan 2015, 9:46 am
Assistant Secretary of State for East Asian and Pacific Affairs Daniel R. [read post]
14 Jan 2015, 5:53 pm
Before that though, two LXBN notes: Zosha takes a look at Marshawn Lynch potentially having an ADA claim against the NFL, and I talk to Sam Turco on LXBN TV about setting a personal budget. [read post]
27 Dec 2014, 10:44 am
Markoski was terminated from Merrill Lynch, he moved to David A. [read post]
18 Nov 2014, 6:37 am
James Markoski (Markoski) recently had a complaint filed against him from the State of Illinois, Securities Department. [read post]
16 Nov 2014, 7:37 am
In 2002, he disclosed that he was doing business through James E. [read post]
25 Sep 2014, 12:21 pm
Attorney Lynch concluded. [read post]
23 Sep 2014, 12:24 pm
According to InvestmentNews, Bank of America Merrill Lynch asked two veteran advisors, James Goetz and Stephen Brown, to resign for allegedly recommending clients invest outside the firm. [read post]
18 Sep 2014, 7:32 am
Other participants include law profs Paul Ohm, Ryan Calo, and James Grimmelman, Princeton Center for Internet Technology Policy Director Edward Felten, FTC Commissioner Julie Brill, and UT-Austin psychologist Tal Yarkoni. [read post]
3 Jul 2014, 5:12 am
Thomas Lynch, Jr. [read post]
