Search for: "Jefferies, LLC" Results 21 - 40 of 104
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3 Jan 2017, 10:09 am by Renae Lloyd
A securities-fraud case that triggered widespread changes to sales tactics on Wall Street is once again in the spotlight as a former Jefferies Group LLC bond trader goes back on trial Wednesday in New Haven, Conn, according to The Wall Street Journal on January 3. [read post]
22 Jan 2009, 2:00 am
Jeffery (jjeffery@cmn-law.com) Chittenden, Murday, & Novotny LLC Chicago, Illinois [read post]
22 Jan 2009, 2:00 am
Jeffery (jjeffery@cmn-law.com) Chittenden, Murday, & Novotny LLC Chicago, Illinois [read post]
23 Dec 2010, 4:19 am by SHG
© 2010 Simple Justice NY LLC. [read post]
7 Nov 2019, 8:04 am by Dan Bressler
“Attys Disqualified From Wyndham’s Timeshare Exit Suit” — “Magistrate Judge Jeffery S. [read post]
2 Jun 2015, 9:02 am
They temporarily are barred from engaging with investors, and Veros Partners is prohibited from working with any investors in private securities offerings.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
29 Mar 2016, 1:01 pm by Thompson & Knight LLP
According to the declaration of Southcross’s restructuring advisor, Jeffery J. [read post]
Jefferies LLC is a securities and investment banking firm that was looking to get into the trading of precious metals futures. [read post]
26 Mar 2010, 7:28 pm by Shawn Cantley
Co-Counsel for the class is The Sanders Law Firm and environmental attorney Jeffery Sanders out of Covington, Kentucky. [read post]
10 Sep 2019, 2:34 am by Renae Lloyd
Credit Suisse AG, London Branch LKD TO Morgan Stanley Medium Term SR NTS Morgan Stanley Medium Term SR NTS Leveraged Curve and Russell 2000 Pacific Beacon LLC 2006 SER A Military Morgan Stanley Medium Term SR NTS DTD7/31/14 Morgan Stanley Medium Term SR NTS DTD 04/30/12 Hamden Conn Taxable Int Rate DTD 03/10/15 Hewlett Packard Co Fixed Global NT DTD 9/19/11 Morgan Stanley Medium Term SR NTS DTD 04/30/12 Morgan Stanley Medium Term SR NTS DTD 07/31/14 Jefferies Group LLC /… [read post]
25 Mar 2014, 12:25 pm by Lisa Baird
., Florence Pirce Grant Professor of Community Health, Public Health Program, Brown University School of Medicine Wall Street perspective: the current appetite for deals Jay Barnes, Senior Vice President, Healthcare Investment Banking, Jefferies LLC Hill briefing on Medicare legislation Cate McCanless, Senior Policy Advisor, Brownstein Hyatt Farber Schreck Limited seating is still available for this complimentary program. [read post]
25 Mar 2014, 12:47 pm by Debra A. McCurdy
., Florence Pirce Grant Professor of Community Health, Public Health Program, Brown University School of Medicine Wall Street perspective: the current appetite for deals Jay Barnes, Senior Vice President, Healthcare Investment Banking, Jefferies LLC Hill briefing on Medicare legislation Cate McCanless, Senior Policy Advisor, Brownstein Hyatt Farber Schreck Limited seating is still available for this complimentary program. [read post]
17 Apr 2015, 9:59 am by Allison Tussey
According to the indictment and documents filed in court, between 2005 and 2007, Gardner and Voigt solicited and raised funds from private investors in connection with Gardner’s business entity, Hennessey Financial, LLC. [read post]