Search for: "Joseph Thompson Weller"
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15 Jul 2010, 1:03 pm
Morgan Keegan’s Joseph Thompson Weller, who led the accounting department, is named in the complaint, as well. [read post]
8 Apr 2010, 6:39 am
The SEC also alleges that Joseph Thompson Weller, a CPA who was in charge of the Fund Accounting Department, did little to correct the deficiencies in Morgan Keegan's valuation procedures and did not make sure that fair-valued securities were being accurately priced. [read post]
9 Apr 2010, 6:24 am
., the manager of the funds, repeatedly directed the funds to use valuations for which there was no justification during the first half of 2007, and Joseph Thompson Weller, an accountant in charge of valuing the company’s funds, did nothing to correct the misstatements. [read post]
23 Apr 2014, 5:54 pm
Thompson of Seyfarth Shaw on the firm’s blog, California Peculiarities Employment Law The World Is Not Enough, We Want the Whole Genre – Minneapolis lawyer Tim Sitzmann of Winthrop & Weinstine on the firm’s DuetsBlog The Professor And The Grad Student (A Civil Litigation Story) – Philadelphia lawyer Maxwell Kennerly of The Beasley Firm on his blog, Litigation & Trial The Client-Focused Business Model: Myth or Reality – Marketing consultant Marcie… [read post]
22 Jun 2011, 11:53 am
Former portfolio manager James Kelsoe Jr. will pay $500,000 in penalties and be barred from the securities industry, and comptroller Joseph Thompson Weller will pay $50,000. [read post]
24 May 2014, 8:22 am
Weller Ian A. [read post]
7 Apr 2010, 11:08 am
The SEC's Division of Enforcement additionally alleges that Joseph Thompson Weller, a CPA who was head of the Fund Accounting Department and a member of the Valuation Committee, did nothing to remedy the deficiencies in Morgan Keegan's valuation procedures, nor did he otherwise make sure that fair- valued securities were being accurately priced and NAVs were being accurately calculated. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
